• Merrill Market Supervision Manager

    Bank of America (Pasadena, CA)
    …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
    Bank of America (04/30/25)
    - Related Jobs

  • Chief Risk Officer (CRO)

    SF Fire Credit Union (San Francisco, CA)
    …risk management and internal audit strategies. + Strong understanding of regulatory compliance , vendor management, business continuity planning, and corporate ... all records are maintained, stored, and disposed of in compliance with legal and regulatory requirements. +...information. + Conduct regular reviews of the records retention program to ensure ongoing compliance and operational… more
    SF Fire Credit Union (04/05/25)
    - Related Jobs

  • Institutional Program Business Manager…

    Jet Propulsion Laboratory (Pasadena, CA)
    …planning, and analysis support to JPL's programs and projects. As an Institutional Program Business Manager for Project Controls Process and Tools, you will report ... establishing and cultivating changes for process and tool standardization, ensuring compliance and data integrity for cost and schedule, and establishing training… more
    Jet Propulsion Laboratory (03/14/25)
    - Related Jobs

  • Manager, Retirement Benefits

    Copeland (Sacramento, CA)
    …employees with the tools and knowledge to drive healthy financial decisions.** ** Regulatory Compliance & Reporting:** **Ensure compliance with ... related retirement offerings, ensuring they meet employee needs and regulatory requirements.** **Vendor Relationship Management:** **Oversee and manage relationships… more
    Copeland (03/21/25)
    - Related Jobs

  • Financial Sponsors Principal Relationship Manager

    Wells Fargo (San Francisco, CA)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role, you will:** + Serve as an expert advisor to middle market private equity firms ("PE firms"...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
    Wells Fargo (05/02/25)
    - Related Jobs

  • Principal Mid-Corp Relationship Manager - Food…

    Wells Fargo (Los Angeles, CA)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role, you will:** + Serve as an expert advisor to lead highly complex and substantial cash flow...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
    Wells Fargo (05/02/25)
    - Related Jobs

  • Senior Lead Commercial Banking Relationship…

    Wells Fargo (Sacramento, CA)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
    Wells Fargo (05/13/25)
    - Related Jobs

  • Chief Medical Officer- Psychiatrist, Carelon-…

    Elevance Health (Los Angeles, CA)
    …policies and protocols within the limits of the client benefit plans. + Monitors compliance of state and federal regulatory requirements which apply to medical ... health and substance use disorder management, a comprehensive employee assistance program , work/life support, specialty programs for autism and depression, and… more
    Elevance Health (04/29/25)
    - Related Jobs

  • RN Case Manager

    Sutter Health (Goleta, CA)
    …(TJC). A broad knowledge base of post-acute levels of care and associated regulatory compliance requirements. Must be able to effectively communicate with, and ... documentation supports LOC determination and assignment. * Works with Physician Advisor and Attending Physicians to obtain necessary documentation to support current… more
    Sutter Health (03/06/25)
    - Related Jobs

  • Manager, Investment Services

    Atria Wealth Solutions (Dublin, CA)
    …liaison between Patelco Financial Solutions and other departments. + Ensure that the program adheres to all broker-dealer and regulatory requirements. + Ensure ... Patelco Credit Union is seeking a Manager, Investment Services Program in the Dublin, CA areas. About Patelco Credit...operations of Patelco Financial Solutions comply with all applicable compliance and regulatory standards. + Provide on-going… more
    Atria Wealth Solutions (05/15/25)
    - Related Jobs