• Lead Capital Markets Document Negotiator…

    Wells Fargo (San Francisco, CA)
    …documentation. + Strong understanding of derivatives transactions. + Expertise in regulatory compliance , risk mitigation, and financial industry best practices. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
    Wells Fargo (07/08/25)
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  • Financial Consultant

    Wells Fargo (Seal Beach, CA)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role you will:** + Work with the Financial Advisor in providing clients with financial advice consistent with...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
    Wells Fargo (07/19/25)
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  • Environmental Health & Safety SME

    APTIM (San Diego, CA)
    …Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, ... Provide post-deployment support, data management, and technical troubleshooting + Oversee regulatory compliance for permitting and emissions, including preparing… more
    APTIM (07/12/25)
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  • Senior Lead Commercial Banking Relationship…

    Wells Fargo (Irvine, CA)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
    Wells Fargo (07/19/25)
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  • Manager, Investment Services

    Atria Wealth Solutions (Dublin, CA)
    …liaison between Patelco Financial Solutions and other departments. + Ensure that the program adheres to all broker-dealer and regulatory requirements. + Ensure ... Patelco Credit Union is seeking a Manager, Investment Services Program in the Dublin, CA areas. About Patelco Credit...operations of Patelco Financial Solutions comply with all applicable compliance and regulatory standards. + Provide on-going… more
    Atria Wealth Solutions (05/15/25)
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  • SVP, BSA/OFAC Governance & Monitoring Director

    Banc of California (Santa Ana, CA)
    …produced by AML and Operations and KYCs from the front line are in compliance with regulatory requirements. The candidate will assist with various initiatives, ... key member and contributor to the Bank's financial crimes program . The candidate will engage with internal and external...to drive strategic enhancement projects and serve as an advisor to the front lines on BSA/AML related inquiries… more
    Banc of California (07/18/25)
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  • JP Morgan Advisors - Relationship Manager

    JPMorgan Chase (San Francisco, CA)
    …within JPMorgan Advisors, you will be a vital member of the Financial Advisor 's team. Your role will involve close collaboration with Financial Advisors, acting as ... and their affluent clients. Utilizing your in-depth knowledge of the Financial Advisor role, you will build strong relationships with clients, aiding them and… more
    JPMorgan Chase (05/24/25)
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  • Director of Total Rewards

    Clay Lacy Aviation (Van Nuys, CA)
    …of our compensation and benefits programs with a focus on operational efficiency, compliance , and care. If you thrive in a values-driven culture where people come ... optimize the employee lifecycle experience, with a focus on automation, impartiality, compliance , and usability. + Serve as a trusted thought partner in financial,… more
    Clay Lacy Aviation (06/01/25)
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  • JP Morgan Advisors - Senior Client Associate

    JPMorgan Chase (Los Angeles, CA)
    …and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout ... and financials, and provide investment quotes to clients while complying with regulatory and firm policies and procedures. + Interface directly with clients and… more
    JPMorgan Chase (07/18/25)
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  • Head of ICSR Management - Job ID:

    Ascendis Pharma (Palo Alto, CA)
    …create Corrective Action and Preventative action (CAPA) as applicable. + Oversee regulatory and departmental compliance by ensuring timely processing of ICSRs ... and updates departmental SOPs, Work Instruction etc. as applicable and ensure compliance with regulatory guidelines and regulations. + Responsible for… more
    Ascendis Pharma (05/04/25)
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