- Robert Half Finance & Accounting (New York, NY)
- …Head of Core Compliance /Senior Counsel, the role covers the whole compliance program including monitoring/testing, regulatory compliance /risk (SEC, ... Compliance experience at the SEC, an asset manager, compliance consultancy firm or investment advisor /wealth manager....risks through the development, planning and execution of the compliance program . + Assist in the execution… more
- Amazon (New York, NY)
- …*Communicating to key stakeholders and leadership on controls implementation, audit results, compliance program metrics, key risks and areas of program ... - Experience in large-scale project management roles, preferably in product regulatory compliance Preferred Qualifications - Experience working with ITAR… more
- Capital One (New York, NY)
- …as a subject matter expert, and serving as a beacon of our culture of compliance . **The Compliance Advisor Director supports the line of business by:** ... peers to support the business's identification and mitigation of compliance risks + Support regulatory exam and...Assist lines of business in their responsibilities under the compliance program , such as how to monitor,… more
- New York State Civil Service (New York, NY)
- …government, in some combination of MWBE and/or SDVOB, contract administration, regulatory compliance , grant administration, and/or construction preferred. * ... government, in some combination of MWBE and/or SDVOB, contract administration, regulatory compliance , grant administration, and/or construction preferred. *… more
- Global Foundries (Malta, NY)
- …recovery initiatives. This candidate will lead efforts to ensure adherence to regulatory , contractual, and financial compliance requirements for grants in US. ... expectations. The individual will serve as a key advisor to internal stakeholders on compliance risks...regulatory reporting requirements. * Strong understanding of SOX compliance measures and the ability to implement and monitor… more
- Anywhere Real Estate (New York, NY)
- …government regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to ... well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business… more
- City of New York (New York, NY)
- Job Description The Grants Compliance Analyst will report to office of the Associate Commissioner of Grants and Fiscal Management for compliance tasks and will ... grant eligibility, state and city policies, rules and regulations, and ensure compliance with them in order to facilitate transportation project planning, design and… more
- Wells Fargo (Purchase, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
- Bank of America (White Plains, NY)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
- Copeland (Albany, NY)
- …employees with the tools and knowledge to drive healthy financial decisions.** ** Regulatory Compliance & Reporting:** **Ensure compliance with ... related retirement offerings, ensuring they meet employee needs and regulatory requirements.** **Vendor Relationship Management:** **Oversee and manage relationships… more
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