• Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …(QA) program and continue to drive accuracy, consistency, and compliance with departmental review procedures. The incumbent will collaborate closely with Trade ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is...review quality and methodology. + Act as a strategic advisor on evolving regulatory expectations, enforcement trends,… more
    TD Bank (05/22/25)
    - Related Jobs

  • Registered Client Associate

    Wells Fargo (Melville, NY)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role, you will:** + Assist Financial Advisor (s) with sales, service and operational related activities such...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
    Wells Fargo (07/12/25)
    - Related Jobs

  • Global Financial Crimes Executive - Correspondent…

    Bank of America (New York, NY)
    …**Skills:** + Change Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + ... guidance. The GFC Lead serves as a trusted advisor to the Compliance and Operational Risk...in financial services industry, financial crimes, risk management, AML compliance , regulatory compliance , investigations, operational… more
    Bank of America (06/28/25)
    - Related Jobs

  • Senior Product Manager - Wealth and Investment…

    Wells Fargo (New York, NY)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
    Wells Fargo (07/15/25)
    - Related Jobs

  • Merrill Market Supervision Manager

    Bank of America (Buffalo, NY)
    …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
    Bank of America (05/31/25)
    - Related Jobs

  • Senior Project Manager

    Stantec (Rochester, NY)
    …client satisfaction, with the ultimate mission of becoming our client's trusted advisor . + Recruit the industry's top environmental professionals to grow our team. ... new business. Senior Project Manager + Serve as Senior Project Manager, Advisor , or Project Technical Lead for projects, with responsibility for project delivery.… more
    Stantec (07/11/25)
    - Related Jobs

  • Lead Capital Markets Document Negotiator…

    Wells Fargo (New York, NY)
    …documentation. + Strong understanding of derivatives transactions. + Expertise in regulatory compliance , risk mitigation, and financial industry best practices. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
    Wells Fargo (07/08/25)
    - Related Jobs

  • Marine Transportation Specialist (Ship Inspector)…

    Saint Lawrence Seaway Development Corporation (Massena, NY)
    …methods, and verifying marine engineering issues. Serves as a Corporation marine advisor or representative at industry meetings. Position is typically scheduled on a ... on foreign flagged vessels entering the St. Lawrence Seaway to verify compliance with Seaway system regulations and ensures ships comply with United States… more
    Saint Lawrence Seaway Development Corporation (05/08/25)
    - Related Jobs

  • Global Financial Crimes - Vice President,…

    JPMorgan Chase (New York, NY)
    …have experience in US Anti-Money Laundering (AML) policy, legislation, regulation, and compliance program practice; also helpful, but not essential, is ... JPMC's dynamic team as a Global Financial Crimes Legal Advisor , where your expertise in AML and financial crime...Activity Reporting. + Advise on systems and controls for regulatory compliance . + Collaborate with internal and… more
    JPMorgan Chase (05/31/25)
    - Related Jobs

  • Environmental Health & Safety SME

    APTIM (New York, NY)
    …Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, ... Provide post-deployment support, data management, and technical troubleshooting + Oversee regulatory compliance for permitting and emissions, including preparing… more
    APTIM (07/12/25)
    - Related Jobs