- Citigroup (New York, NY)
- …The Director will lead coordination across product, operations, risk, and compliance to ensure all investment solutions meet regulatory , operational, ... to design and implement a sophisticated portfolio construction framework that enhances advisor capabilities and client outcomes. The Director will be responsible for… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... ability to develop the same to become a trusted advisor . + Leverage knowledge to effectively communicate the value...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
- Deloitte (Williamsville, NY)
- …solid understanding of partnership allocation methodologies, Subchapter K, and the tax compliance process for real estate funds, then we have an exciting opportunity ... and draw on your experience in accounting and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex… more
- Deloitte (New York, NY)
- …reporting and process for business as usual, as well as triggering and regulatory events. The Legal Entity Management team specifically focuses on corporate document ... assessments, annual compliance and management of corporate data. Additionally this team...also positioning tax and legal as a strategic business advisor for the digital era. We specialize in tax… more
- Canandaigua National Bank & Trust (Pittsford, NY)
- …and estate planning experience preferred. + CTFA (Certified Trust and Financial Advisor ) certification preferred. What does a successful first year in this position ... needs and interests of each, and provides assistance. + Coordinates with the Wealth Advisor to monitor the cash and investments of each account with consideration of… more
- SMBC (New York, NY)
- …for planning, development, implementation, and maintenance of an internal audit program covering technology related areas across the Americas Division and (ii) ... of IT application related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of… more
- Citigroup (New York, NY)
- …to delivering the model for incorporation into the Firm's internal and regulatory risk management processes. We're looking for an experienced Quant Developer to ... or multiple projects + Develop application methodologies and standards for program analysis, design, coding, testing, debugging, and implementation + Utilize… more
- SMBC (New York, NY)
- …for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas across the Americas ... and technology related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of… more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... executed controls. **Job Responsibilities** + Serve as the embedded operational risk advisor within trading and technology teams, acting as the first point of… more
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