- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Internal Advisor Recruiter to join our Advisor Recruiting...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- Truist (Charlotte, NC)
- …trading activity. + Provide oversight and support for open risk, audit, and regulatory issues. + Primary reviewer of advisor Regulation Best Interest ... Regional Sales Management. Review of Electronic Correspondence/Social Media Review to ensure compliance with Regulatory requirements as well as current firm… more
- POWER Engineers (Raleigh, NC)
- **Senior Advisor - Advisory Services (REMOTE)** Location **Raleigh** Secondary Locations **Denver, Houston, Philadelphia, Portland** Job Code **18323** \# of ... openings **2** Apply Now (https://phh.tbe.taleo.net/phh04/ats/careers/v2/applyRequisition?org=POWERENGINEERS&cws=44&rid=18323) **Senior Advisor - Advisory Services (REMOTE)** **Position Summary and Focus**… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …distance learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for ... the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for...Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice.… more
- TD Bank (Charlotte, NC)
- …group based on their respective strategy and business requirements. The Compensation Advisor II will manage the day-to-day relationship with our various partners and ... analysis for the purposes of compensation design + Develops written materials on program design and impact that is reviewed by the various Conduct Risk Committees… more
- Humana (Raleigh, NC)
- …caring community and help us put health first** The Strategy Advancement Advisor provides data-based strategic direction to identify and address business issues and ... segments or the company at large. The Strategy Advancement Advisor works on problems of diverse scope and complexity...UM annual evaluation + Lead activities related to UM Program Description **Data Analysis and Reporting:** + Utilize data… more
- Truist (Charlotte, NC)
- …for clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...audit, compliance and regulatory framework in order to ensure a high quality,… more
- USAA (Charlotte, NC)
- …drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight of ... evaluation of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory … more
- USAA (Charlotte, NC)
- …drives solutions for stronger controls, and in support of Risk and/or regulatory compliance related initiatives which may include: oversight of ... evaluation of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory … more
- Lilly (Durham, NC)
- …essential to our patients around the world. The API EM TS/MS Advisor will provide technical and scientific expertise within a dynamic external manufacturing ... environment. The Advisor is responsible for ensuring delivery of commercialization efforts...knowledge of the pharmaceutical industry, Good Manufacturing Practices (GMP), regulatory requirements, and the essential role scientists play in… more