• Financial Advisor

    Atria Wealth Solutions (King, NC)
    …with CUSO Financial Services, LP (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC area. ABOUT ALLEGACY: Do you ... opportunity to serve you. + Completion of all required compliance training to include BSA. + Meet or exceed...various additional duties as may be assigned by the Program Manager. + Develop and maintain long-term relationships based… more
    Atria Wealth Solutions (02/22/25)
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  • Premier Advisor or Premier Banker…

    Truist (Charlotte, NC)
    …of influence who will enhance business development efforts. 7. Work within existing audit, compliance and regulatory framework in order to ensure a high quality, ... profiling and personal financial planning analysis. Proactively work with the financial advisor on assigned investment accounts for adherence to investment and asset… more
    Truist (05/06/25)
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  • GCO - Senior Risk Advisor I - Enterprise…

    Truist (Charlotte, NC)
    …strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + Partner with first and second line defense teammates ... job description:** We are currently seeking a Senior Risk Advisor who will be aligned to supporting our Enterprise...and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk… more
    Truist (04/03/25)
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  • GCO Senior Risk Advisor II (Enterprise…

    Truist (Charlotte, NC)
    …of America) **Please review the following job description:** This Senior Technology Risk Advisor role is responsible for ensuring strong first line of defense risk ... of the organization to drive adoption of Truist risk program requirements as well as strengthen controls to detect...or equivalent work experience and training + Experience in compliance and operational risk mitigation and remediation + Strong… more
    Truist (04/22/25)
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  • Governance & Controls - Senior Risk Advisor…

    Truist (Raleigh, NC)
    …strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + Partner with first and second line defense teammates ... and controls as well as its execution of risk program requirements, primarily in support of Truist Wealth's fiduciary...escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. +… more
    Truist (04/30/25)
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  • GCO Senior Risk Advisor I

    Truist (Greensboro, NC)
    …strengthen compliance with applicable regulations, policies, procedures and risk program requirements. 2. Partner with first and second line defense teammates ... and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk...escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. 3.… more
    Truist (04/09/25)
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  • Principal Regulatory Relations Specialist

    Wells Fargo (Charlotte, NC)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this role:** Wells Fargo is seeking a Regulatory Relations (RR) Principal Regulatory Relations Specialist...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
    Wells Fargo (05/03/25)
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  • Assistant General Counsel - Sanctions…

    Honeywell (Charlotte, NC)
    …General Counsel, the Assistant General Counsel ("AGC") will be a trusted partner and key advisor for our Sanctions Compliance program 's compliance with ... with respect to sanctions are up to date and consistent with regulatory authorities' compliance program guidance. + Assist in developing and providing… more
    Honeywell (05/06/25)
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  • Cybersecurity Compliance Lead Consultant,…

    Truist (Raleigh, NC)
    …management compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance ... and mitigate cyber risks, assessing and guiding remediation of compliance gaps, evaluating and tracking cyber program ...program maturity, and acting as exam & audit advisor to business segments and functions. **ESSENTIAL DUTIES AND… more
    Truist (04/12/25)
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  • Risk and Compliance Analyst - US Based…

    Anywhere Real Estate (Charlotte, NC)
    …government regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to ... well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business… more
    Anywhere Real Estate (04/11/25)
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