- Regions Bank (Houston, TX)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of client relationships within the defined… more
- PNC (Dallas, TX)
- …plans. They will work with leaders to proactively mitigate risk and stay within program compliance . PNC will not provide sponsorship for employment visa for this ... to contribute to the company's success. As a Business Experience and Administration Advisor Senior within PNC's Data and Automation organization, you will be based… more
- Vanguard (Dallas, TX)
- …CFP program to support crew in acquiring the certification. + Regulatory licenses and/or registrations as determined by Compliance based on role-specific ... in a fast-paced environment, ensuring timely delivery of commitments. + Compliance : Maintain accurate client records and ensure adherence to Vanguard's systems,… more
- USAA (Plano, TX)
- …return on equity, etc. Independently assesses and appropriately communicates changes in regulatory proposals and rules that will play a critical role in leading ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's degree in… more
- Stantec (Corpus Christi, TX)
- …are seeking a Senior Environmental Project Manager with deep experience in regulatory permitting, coastal restoration, and stakeholder engagement to lead and support ... region, a proven track record of securing permits and regulatory approvals, and a passion for restoring and protecting...guidance, technical writing, and oversight and serve as an advisor to our clients in the proposed projects that… more
- Capital One (Plano, TX)
- …processes comply with applicable laws and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible ... Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk...expertise of applicable laws and regulations -Engage in Audit, Regulatory , and other reviews of the AML program… more
- MongoDB (Austin, TX)
- …general administrative support to enable continuous growth of the Governance, Risk and Compliance Program . The ideal Senior Program Manager - Governance, ... plus. This role will support building out an internal compliance program and help scale MongoDB Inc.... requirements + Address inquiries regarding security attestations and compliance + Act as a trusted advisor … more
- Capital One (Plano, TX)
- …with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for ... Manager, Compliance The Compliance Advisor ...in compliance , legal, or audit + Certified Regulatory Compliance Management (CRCM) or Certified Information… more
- Forward Air (Dallas, TX)
- … program across North America and Latin America, acting as a key advisor on corporate ethics, regulatory compliance , and risk mitigation. Based in ... areas; monitor controls and implement mitigation plans. + Track regulatory developments impacting the business, proactively advise regional leadership,...the business. + Report to the Chief Ethics & Compliance Officer and act as a key advisor… more
- Forward Air (Dallas, TX)
- …trade compliance . + Provide strategic advice and updates on compliance issues and regulatory changes. + Act as a key advisor to the Chief Compliance ... oversees and manages the company's global sanctions and trade compliance program , ensuring adherence to international trade... program is adaptable to changes in the regulatory environment. + Maintain accurate records of compliance… more