- City National Bank (San Francisco, CA)
- …system responsibilities. WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices, leveraging industry best ... financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML / KYC ), USA Patriot Act (Anti-Terrorist Financing, correspondent banking and Customer… more
- NVIDIA (Santa Clara, CA)
- …automation of Payment Systems workflows and payment transmissions. + Strong knowledge of KYC , AML , and other regulatory compliance requirements. + ... in our future! As a Global Payment Operations and Compliance Manager, you will be in a premier finance...rejections across various channels in real time. + Uphold compliance with global regulations and industry standard processes by… more
- Intuit (Mountain View, CA)
- …scalable capabilities to serve a global audience. This includes areas like KYC /KYB processes, AML transaction monitoring, and adherence to various regulatory ... Risk Management to detect and mitigate fraud, financial and compliance risks. The compliance risk pertains to...wide range of regulatory domains such as Anti-Money Laundering ( AML ), Consumer Protection, and Sanctions, among others. Our mission… more
- Banc of California (Santa Ana, CA)
- …+ Promotes a risk-aware culture, ensures efficient and effective risk and compliance management practices by adhering to required standards and processes. + If ... and procedures and the Banc's risk appetite. + Conduct Know Your Customer ( KYC ), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Customer Risk Rating… more
- Intuit (Mountain View, CA)
- …banking regulations and fraud return codes (eg, ACH NACHA rules, Reg E, KYC / AML basics). + Strong analytical, investigative, and problem-solving skills. + ... seamless experience for our customers while minimizing fraud losses and maintaining compliance with applicable regulations. **What you'll bring** + 5-7 years of… more
- SMBC (Sacramento, CA)
- …with emphasis on BSA Compliance and due diligence in accordance with KYC , CIP, AML /BSA guidelines required + Understanding of regulatory environment at state ... required supporting documentation. + Prepares Suspicious Activity Reports (SAR) in compliance with established regulatory guidelines and time frames. + Document all… more
- City National Bank (Los Angeles, CA)
- …Access and PowerPoint *Additional Qualifications* * Familiarity with regulatory requirements (eg AML / KYC in Trade, UPC600, Dodd-Frank, Reg W) * Prior experience ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- CBRE (Los Angeles, CA)
- …establish, maintain and monitor compliance issues, with special attention to BSA, AML , KYC , and privacy issues. + Assist in audits performed by independent ... legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising outside… more
- Citigroup (San Francisco, CA)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC / AML and other compliance norms + Partner with all roles on ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Coinbase (Sacramento, CA)
- …of, or work experience in, topics like transaction monitoring, Enhanced Due Diligence, KYC , AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on your ... are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical… more