- TD Bank (Jacksonville, FL)
- …detail-oriented subject matter expert in quality control, end to end BSA/ AML Investigations of various complexity related to potential money laundering, terrorist ... train and mentor teams in conducting thorough investigations, ensuring regulatory compliance , and maintaining high standards of accuracy. Adept at identifying and… more
- Citigroup (Tampa, FL)
- …in Market Risk, Credit Risk, Operational Risk, Model Risk, Financial Crimes; including KYC , AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison...partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team.… more
- Citigroup (Jacksonville, FL)
- …and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC / AML and other compliance norms are strictly adhered to. + Builds ... primarily through inbound and outbound phone calls and adhering to Know-Your-Customer ( KYC ) and Anti-Money Laundering ( AML ) procedures for Citi's Investment… more
- Citigroup (Jacksonville, FL)
- …and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC / AML and other compliance norms are strictly adhered to. + Builds ... primarily through inbound and outbound phone calls and adhering to Know-Your-Customer ( KYC ) and Anti-Money Laundering ( AML ) procedures for Citi's Investment… more
- Citigroup (Miami, FL)
- … policies and procedures. + Review and ensure that transactions comply with AML / KYC (Anti Money Laundering and Know Your Client) policies and procedures ... service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and… more
- American Express (Sunrise, FL)
- …SQL and Python preferred + Familiarity with compliance functions such as AML , Financial Crimes, Sanctions Screening, KYC , Privacy, etc. + Strong stakeholder ... helping GMNS meet expanding operational, regulatory, and third-party risk and compliance requirements. This role will collaborate with managers & analysts, driving… more
- M&T Bank (Naples, FL)
- …opening, collect AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) requirements; process related sales reports. + Process more ... to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client… more
- Bank of America (Miami, FL)
- …US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong ... analytical and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products (letters of credit/standby letters of credit) + Proficient… more