- Mizuho Corporate Bank (New York, NY)
- …to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring ... the Transaction Monitoring, Transaction and Name Screening, and Know Your Customer (" KYC ") Programs, ensuring that all data is accurately captured and utilized. +… more
- CBRE (New York, NY)
- …establish, maintain and monitor compliance issues, with special attention to BSA, AML , KYC , and privacy issues. + Assist in audits performed by independent ... legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising outside… more
- TD Bank (New York, NY)
- …of Retail Banking systems, applications, processes, and procedures + Knowledge of KYC , ATF and/or AML regulations, requirements, and procedures + Strong ... maintain high ethical standards + Manages assigned employees in compliance with all HR policies, procedures, and guidelines of...Market share + Leads in a manner that strengthens compliance with all regulations, policies and procedures that apply… more
- Citigroup (New York, NY)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC / AML and other compliance norms + Partner with all roles on ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Coinbase (Albany, NY)
- …of, or work experience in, topics like transaction monitoring, Enhanced Due Diligence, KYC , AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on your ... are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical… more
- M&T Bank (Bohemia, NY)
- …and wire transfer activities). Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/BSA (Bank Secrecy Act)/ KYC (Know ... Your Customer related activities. Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. Promote… more
- M&T Bank (Lafayette, NY)
- …Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes and related activities. Identify and escalate cases ... with customers using the appropriate system. Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- Citigroup (New York, NY)
- …to client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …and other relevant information to the Banker + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high-performance ... Hedges + Negotiating ISDAs and ensuring clients have satisfied the Bank's KYC /Derivative Regulatory Requirements + Working with Credit, and banking teams to create… more