- Citigroup (San Antonio, TX)
- …claims and complaints are handled in accordance with FINRA and firm policy + Ensures that KYC / AML and other compliance norms are strictly adhered to + Builds ... and supporting internal and/or external clients and adhering to Know-Your-Customer ( KYC ) and Anti-Money Laundering ( AML ) procedures for Citi's Investment… more
- Textron (Fort Worth, TX)
- … \(GACC\), Foreign Corrupt Practices Act \(FCPA\), U\.S\. Anti\-Money Laundering Compliance \( AML \), conflict of interest, gift and hospitality requests, ... Know Your Customer \( KYC \) reviews, Textron Ethics & Compliance helpline investigations, compliance training, record retention, domestic consultant… more
- CBRE (Dallas, TX)
- …establish, maintain and monitor compliance issues, with special attention to BSA, AML , KYC , and privacy issues. + Assist in audits performed by independent ... legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising outside… more
- Coinbase (Austin, TX)
- …of, or work experience in, topics like transaction monitoring, Enhanced Due Diligence, KYC , AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on your ... are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical… more
- Robert Half Finance & Accounting (Fort Worth, TX)
- …investor queries swiftly. + Partner with third-party admins for subscriptions, redemptions, AML / KYC . + Collaborate with Investor Relations, Treasury, Legal, and ... and deliver rapid responses to investor inquiries on fund admin, tax, and compliance . Qualifications: + 2-3 years in investment firm client support. + Stellar… more
- NCR VOYIX (Irving, TX)
- …Provide independent review and decision within allotted credit authority limits. + Perform KYC and AML due diligence in accordance with governmental regulations. ... + Risk Management: Monitor and manage ongoing credit risk, ensuring compliance with credit policy and regulations. Perform due diligence and periodic reviews on… more
- Citigroup (Irving, TX)
- …onboard new clients and perform various activities for Know Your Client ( KYC ) requirements including timely origination, monitoring, and renewals across all product ... manage customer data; Hands-on experience working with Anti-Money Laundering ( AML ) laws, regulations, and procedures; Managing client relationship escalation… more