- City National Bank (Los Angeles, CA)
- * KYC REVIEW ANALYST - OPS* WHAT IS...commercial loan borrowers in adherence with credit policy and compliance with BSA and USA Patriot Act. Responsible for ... training. Performs other duties as assigned or requested. * KYC - the analyst is able to...management or related function * Minimum 2 years of BSA/ AML experience * Minimum 2 years experience using Microsoft… more
- Coinbase (Sacramento, CA)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...with industry standards and developments in the areas of KYC , BSA/ AML , and OFAC, and apply regulatory… more
- Walmart (Sunnyvale, CA)
- …2 years of experience working in a Policy Analyst Role. Preferably Identity Compliance . Knowledge of applicable global KYC , KYB, AML , Due Diligence, ... Compliance team is looking for a Senior Compliance Policy Analyst to help achieve regulatory...Compliance for Walmarts e Comm, omni-channel products like KYC , KYB, Screening, Due Diligence, Monitoring, Testing. **About the… more
- Intuit (Mountain View, CA)
- …regulations and fraud return codes (eg, ACH NACHA rules, Reg E, KYC / AML basics).* Strong analytical, investigative, and problem-solving skills.* Excellent ... Group. We are seeking a brilliant and passionate Staff Analyst for Fraud Policy to be a key player...for our customers while minimizing fraud losses and maintaining compliance with applicable regulations. **What you'll bring** * 5-7… more
- Banc of California (Beverly Hills, CA)
- …Reviews borrower information, perform credit/financial analysis and Know Your Customer ( KYC ) due diligence and insure initial application process meets regulatory ... the Portfolio Managers, monitors assigned credit relationships for covenant compliance , collateral monitoring, and credit deterioration, as applicable. Keeps… more
- City National Bank (Los Angeles, CA)
- …Access and PowerPoint *Additional Qualifications* * Familiarity with regulatory requirements (eg AML / KYC in Trade, UPC600, Dodd-Frank, Reg W) * Prior experience ... *BUSINESS CONTROLS ANALYST SENIOR* WHAT IS THE OPPORTUNITY? This position...leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- Citigroup (San Rafael, CA)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC / AML and other compliance norms are strictly adhered. + Partner with ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Loma Linda, CA)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC / AML and other compliance norms are strictly adhered to + Partner ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more