- Citigroup (San Francisco, CA)
- The Client Service Sr Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and industry expertise ... within area of expertise. Involved in short-term planning resource planning. Full management responsibility of a team, which may include management of… more
- US Bank (Irvine, CA)
- …US Bank, you will play a critical role in maintaining a strong culture of compliance and risk management across your assigned region(s). You will collaborate ... You will also partner with regional teams to identify supervision and compliance training needs for Financial Advisors and other registered representatives, while… more
- City National Bank (Los Angeles, CA)
- …communication skills. Additional responsibilities include internal communicating with Technology, Compliance , Risk , Sales and Trading internal partners. The ... procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment.… more
- City National Bank (Los Angeles, CA)
- …Degree or equivalent * Requires 3-5 years' experience in Banking Services, branch operations, risk management or related function and two years' of BSA/ AML ... investigations for commercial loan borrowers in adherence with credit policy and compliance with BSA and USA Patriot Act. Responsible for the quality assurance… more
- Coinbase (Sacramento, CA)
- …to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance , PSD2). * CIPP or similar certification(s) * Experience ... customer base. * Partner with Security and Trust & Risk to respond to privacy incidents, regulatory inquiries, law...PIPEDA, and Brazil LGPD. * Strong people and project management skills, including the ability to coordinate complex, company-wide… more