- MUFG (Tampa, FL)
- …Experience with both Agile and Waterfall SDLC methodologies + In-depth knowledge of Compliance Risks and Risk Management , including Anti-Money Laundering. + ... provide more details. **Job Overview:** As a part of Compliance Technology, the SAS AML Technical Developer...implementing and administering SAS Enterprise Miner, APM, and SAS Management Console + 3+ years of experience writing complex… more
- Regions Bank (Dunedin, FL)
- …calls + Performs high quality customer service to Regions customers + Ensures compliance with BSA/ AML related laws and regulations and identifies matters of ... customer outreach to gather required Bank Secrecy Act (BSA)/Anti-Money Laundering ( AML ) documentation + Executes customer outreach efforts including mail, email and… more
- Shuvel Digital (Pensacola, FL)
- …In-office requirement: 2x a week or 8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking Top 3 Desired Skills: + ... in a constructive and solutions-oriented manner. Qualifications: + Experience in regulatory compliance , risk management , or audit within a financial… more
- Arena Investors LP (Jacksonville, FL)
- …StarCompliance platform; . Maintenance of restricted trading list and watchlist; . AML /KYC risk -assessment and due-diligence; . Service provider due-diligence; . ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work...Portfolio management review and monitoring (eg trade blotter, trade errors,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. + May represent ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams to… more
- MUFG (Tampa, FL)
- …all the daily activities relating to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/ AML , and various other Compliance related matters as they pertain to the ... understood and carried out consistently. **Qualifications:** + Thorough understanding of OFAC, JMOF, BSA/ AML and other Compliance rules as they apply to the… more
- Scotiabank (Tampa, FL)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Champions a ... knowledge of Transaction Banking products with advanced technical acumen and solid risk management techniques preferred. + Excellent verbal and written skills… more
- Citigroup (Miami, FL)
- …and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/ AML and other compliance norms are strictly adhered to. + Builds a ... phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering ( AML ) procedures for Citi's Investment and/or Banking clients. Position is responsible… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ... and translate evolving requirements into internal controls and procedures + Collaborate with AML , Legal, Risk , and Business teams to embed sanctions awareness… more
- Bank of America (Jacksonville, FL)
- …in leveraging data to optimize decision-making. + Expertise in risk modeling, compliance , risk management and/or regulatory issues. + Track record of ... Processes (HRPs). + Coordinates with GFC Modeling Analytics; Model Risk Management ; and Financial Crimes Technology on... Risk Control & Mitigation + Financial Crimes Compliance Risk Principles **Preferred Leadership Behaviors:** +… more