- BMO Financial Group (Jacksonville, FL)
- …handling a significant volume of electronic funds transfer disputes while ensuring full compliance with Regulation E, AML and other relevant banking & ... Zelle, ATM, and Mastercard core rules required. + Team management and Leadership experience - Preferred + Proficiency in...research of activities and events in alignment with criminal risk frameworks and standards to ensure compliance … more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk , Regional COO and Sales ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7,… more
- M&T Bank (Naples, FL)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and communicates… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …processes and procedures are integrated and aligned with business practices to mitigate risk to the business. * Provides escalated support and guidance in dealing ... with client portfolios and various customer queries. * Informs appropriate management about issues with client accounts that may involve or expose the business to… more
- Coinbase (Tallahassee, FL)
- …are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical ... restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs....seamlessly in upcoming bull-runs without incurring operational or regulatory risk . *What You'll Do* * Define a concrete product… more
- JPMorgan Chase (Tampa, FL)
- …Level Agreements (SLA). Trade & Working Capital provides clients with financing, risk mitigation, and processing of cross-border import and export activities through ... with documented SOPs, internal standards, Customer Service Levels, Industry Rules, and Compliance . + Maintain a client-focused approach, engage team members in best… more
- Coinbase (Tallahassee, FL)
- …to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance , PSD2). * CIPP or similar certification(s) * Experience ... customer base. * Partner with Security and Trust & Risk to respond to privacy incidents, regulatory inquiries, law...PIPEDA, and Brazil LGPD. * Strong people and project management skills, including the ability to coordinate complex, company-wide… more