- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . What You'll Bring: ... role will ensure that all activities conducted are in compliance with governing regulations, internal policies and procedures. The...management process and resolution. Understand how the Bank's risk appetite and risk culture should be… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . **What You'll Bring:** ... We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in- class service model, making it easy… more
- Citigroup (New York, NY)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk , Regional COO and Sales ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7,… more
- Banco Popular Puerto Rico (New York, NY)
- …Knowledge of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc) + Familiarity ... Experience/Education preferred. Commercial Healthcare Experience/knowledge desired. Strong awareness of Compliance and Risk policies. Strong Communication and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . REQUIREMENTS: Master's ... commitment to the objectives of the data governance and management program. Understand business requirements and align them to...policy, practices, and supporting technology. Understand how the Bank's risk appetite and risk culture should be… more
- Citigroup (New York, NY)
- …towards business goals. + Operational Data: Data on internal processes, efficiency metrics, risk management , and compliance are needed for optimizing ... relationships and delivering tailored financial solutions. This role combines relationship management , credit and risk coordination, and deal execution serving… more
- American Express (New York, NY)
- …status quo and remove barriers creatively **Minimum Qualifications:** + Experience in risk management , strategy and execution, program management , project ... to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as regulatory demands continue to evolve. We work to ensure… more
- M&T Bank (Blasdell, NY)
- …for the position to stay current on operational changes and demonstrate good risk management decisions to assist the branch in managing preventable losses ... Secrecy Act)/ KYC (Know Your Customer related activities. Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- Coinbase (Albany, NY)
- …are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical ... restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs....seamlessly in upcoming bull-runs without incurring operational or regulatory risk . *What You'll Do* * Define a concrete product… more
- Citigroup (New York, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior… more