- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... for scenario thresholds, and associated troubleshooting. + Solid understanding of AML Transaction Monitoring and other financial crime compliance regulations… more
- Deloitte (New York, NY)
- Anti Money Laundering ( AML ) Manager Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory ... coach team members + Designing, reviewing, enhancing, implementing, and monitoring numerous AML and sanctions compliance programs for clients around the world,… more
- Coinbase (Albany, NY)
- …global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in ... Screening functions. This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager… more
- Scotiabank (New York, NY)
- …under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for ... exposures for covered businesses and communicate to Trade Floor Risk Management (TFRM) management on...obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk… more
- US Bank (New York, NY)
- …an individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position ... supports the Model Risk Management ("MRM") program at the Bank. The overall MRM...and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money… more
- KeyBank (Amherst, NY)
- …to ensure accurate and timely regulatory reporting and the mitigation of operational risk . + Develop rapport and communication with Compliance and LOB partners. ... + Review and decision alerts or transactions that may lead to an AML investigation or CIP/OFAC escalation. + Provide ongoing operational support to ensure timely… more
- ManpowerGroup (New York, NY)
- …Evaluating compliance with plans, policies and procedures prescribed by management + Identifying controls and evaluating the adequacy and effectiveness of ... compliance and financial processes + Formulating recommendations to management to correct deficiencies and improve controls and conditions + Performing… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... and prevent misconduct. + Assist in the completion of periodic anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance… more
- Scotiabank (New York, NY)
- …under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for ... stakeholders (incl. Sales, Risk , AML , Compliance , Finance, Treasury, Deposit and Cash Management ...obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk… more
- Scotiabank (New York, NY)
- …under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for ... + Collaborating with key partners including Group Treasury, Global Risk Management , Capital Markets, Corporate & Investment...obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk… more