- Mizuho Corporate Bank (New York, NY)
- …carried out in full compliance with regulatory requirements, enterprise wide risk management framework and in accordance with internal policies and ... Job Description The Compliance function manages compliance and regulatory risk by establishing...by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering ( AML ) and… more
- Coinbase (Albany, NY)
- …independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management , Content and Learning & Development ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...you'll be doing (ie. job duties):* * Investigations & Risk Analysis * Investigate and analyze manual referrals and… more
- New York State Civil Service (Albany, NY)
- …* Conducts risk -based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/ AML program; operational, regulatory ... and legal risks and controls; risk management program; financial condition; etc; and...of the following:* Evaluating the adequacy of board and management oversight of financial institutions' compliance programs.*… more
- SMBC (New York, NY)
- …and Skills** + Minimum 5 years of audit experience in areas related to AML , sanctions and fraud risk management programs and regulations, banking ... Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas function. It reports… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC, the US...in BSA/ AML transaction monitoring function; familiarity with AML Risk Assessment; Customer /Account Risk… more
- American Express (New York, NY)
- …Sanctions experience + Experience in Risk , Control, Self-Assessment (RCSA)/ Risk Assessment preferred + Significant project management experience + ... Bachelor's degree and/or relevant professional qualification preferred (Law Degree, Compliance / AML Diploma, CAMS Certification with a Legal/ Compliance… more
- American Express (New York, NY)
- …and ultimate residual risk . Working closely with the Global Financial Crimes and Compliance Risk Assessment team and all 1st Line of Defense business units, ... experience preferred + Experience in Risk , Control, Self-Assessment (RCSA)/ Risk Assessment preferred + Project management experience + Bachelor's degree… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC, the US...quality assurance and any additional training essential to mitigate risk . + Assist in the design and management… more
- Mizuho Corporate Bank (New York, NY)
- …Snowflake preferred- Deep understanding of financial services compliance requirements ( AML , sanctions screening, KYC)- Strong project management and program ... intersection of technology, risk , and regulation-collaborating with senior leaders across Legal, Risk , Compliance , and IT to ensure that our systems are not… more
- Citigroup (New York, NY)
- …customized marketing materials to showcase our escrow and paying agent capabilities. + ** Risk Management :** Appropriately assess risk when business decisions ... business hours to accommodate client demand. An adaptable mindset is key.** + ** AML /KYC Compliance :** Leverage your understanding of bank AML /KYC… more