- Marex (New York, NY)
- …as required + To escalate risk events immediately + To provide input to risk management processes, as required. The Company may require you to carry out ... lines and sanction screening queues. + Help set up compliance , financial crime and fraud detection and AML...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders to maintain model integrity and compliance . + Execute the model risk framework and standards for the AML and Sanctions models in accordance ... determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Conduct...communicated to all relevant parties. + Liaise with Model Risk Management and Head Office regarding updates… more
- Marex (New York, NY)
- …as required + To escalate risk events immediately + To provide input to risk management processes, as required. The Company may require you to carry out ... a plus + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree preferred.… more
- Citigroup (New York, NY)
- …cross-border listings and trading. + ** Compliance & Risk Management :** Knowledge of anti-money laundering ( AML ), Know Your Customer (KYC), sanctions, ... of tailored solutions to meet specific client needs. **4. Operational Excellence & Risk Management ** + Oversee the operational efficiency and accuracy of DR… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in- class service model, making it easy… more
- American Express (New York, NY)
- …in risk management with deep understanding of financial crimes and compliance risk , including AML , sanctions, fraud, and anti-bribery and corruption ... framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD Financial Crimes CoE to implement... across BU, ensures consistent and effective implementation of risk management practices, and challenge controls and… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Champion a ... Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic… more
- American Express (New York, NY)
- …function in delivering the enterprise-wide policies and governance for operational and fraud risk management . The director will be responsible for executing new ... to 2nd Line of Defense methodology + Execute multiple compliance and regulatory programs, such as AML /BSA...direct reports Minimum Qualifications + Understanding of critical operational risk management lifecycle activities + Experience in… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk ... internal policies/procedures and applicable regulatory guidelines + Maintains a culture of risk management and control, supported by effective processes in… more
- US Tech Solutions (New York, NY)
- …with the instructions of the supervisor **Requirements:** + Solid knowledge of KYC and AML Compliance policies and how they are applied in a US banking ... for change initiatives + Involvement in the identification and management of process improvement projects + Data analysis and...analysis and report creation in relation to process volumes, risk and quality + Collect and check client documentation… more