- Bank of America (Charlotte, NC)
- …the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. **Responsibilities:** ... risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational… more
- Wells Fargo (Charlotte, NC)
- …Thinking and Business Acumen. + Executional Excellence and Operational Discipline. + Risk Management and Regulatory Awareness. + Agile Mindset with Change ... business testing, and service transition. + Excellent leadership, communication, and stakeholder management skills. + Strong financial and risk acumen with… more
- SMBC (Charlotte, NC)
- …that will report to the Compliance Model Validation Manager, in the Risk Management Department, Americas Division. The Compliance Model Validation ... validations, communicate the issue with model owners and senior management , and provide feasible and adequate recommendations + Develop...audits and examinations for compliance and fraud risk models + Maintain up-to-date knowledge in AML… more
- Wells Fargo (Charlotte, NC)
- …Physics, Political Science, Pre-law, Government, Policy and Management , Computer Science, Management and Risk Management or related business field + ... cash transactions and loans. The team also manages the risk , regulatory compliance , and client service associated...Management delivers support by partnering with product, channel, risk , and technology teams to develop and provide secure,… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Bank of America (Charlotte, NC)
- …+ 5+ years of Regulatory Compliance experience + Data based decision making + Risk Management + Coaching and development + Issue Management + Policies, ... oversight + Reviews facts of the investigation, and escalates risk to senior stakeholders and partners with Front Line...years of relevant experience + Knowledge of anti-money laundering ( AML ) and related AML legislation + 5+… more
- Bank of America (Charlotte, NC)
- …in leveraging data to optimize decision-making. + Expertise in risk modeling, compliance , risk management and/or regulatory issues. + Track record of ... Processes (HRPs). + Coordinates with GFC Modeling Analytics; Model Risk Management ; and Financial Crimes Technology on... Risk Control & Mitigation + Financial Crimes Compliance Risk Principles **Preferred Leadership Behaviors:** +… more
- American Express (Apex, NC)
- …control solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money Laundering ( AML ) and Counter Terrorism ... enable compliance with the firm's Financial Crime Risk Management Policy and Standards. This individual...Science and Analytics Center of Excellence, Technology, Operations, Model Risk Management , Business Line Compliance ,… more
- Bank of America (Charlotte, NC)
- …Responsible for developingquantitative/analyticmodels and applications in support of the firm's risk management effort. This role focuses on the development ... related activities and coordination with different stakeholders like Model Risk Management , Global Financial Crimes etc. You...+ Experience in Financial Crimes related to Sanctions or AML Compliance + Proficiency in SQL, Python,… more
- SMBC (Charlotte, NC)
- …technology solutions meet SMBC and regulatory standards and business needs. + ** Risk Management :** Identify and mitigate technology-related risks, ensuring the ... compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop… more