- Wells Fargo (Charlotte, NC)
- …methodologies and standards for review activities companywide in alignment with the risk management framework + Ensure effective and appropriate testing, ... resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control… more
- Truist (Lumberton, NC)
- …year of banking, financial industry or related experience; preferably in a branch, audit, compliance , legal, risk or lending related capacity 3. Ability to learn ... and analyzes account activity to assess the level of risk and make decision in accordance with applicable corporate...including reporting and record retention requirements 4. Experience in BSA/ AML and/or compliance -related role, whether in a… more
- Fifth Third Bank, NA (Charlotte, NC)
- …+ Perform in-depth quality assurance reviews of financial crime investigations (ie. Sanctions, AML , CDD, and/or CTR) to ensure strict compliance with regulatory ... reports on cases involving potential threats to the Bank to ensure compliance with regulatory requirements. Responsible for filing applicable reports and escalating… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …processes and procedures are integrated and aligned with business practices to mitigate risk to the business. * Provides escalated support and guidance in dealing ... with client portfolios and various customer queries. * Informs appropriate management about issues with client accounts that may involve or expose the business to… more
- Regions Bank (Charlotte, NC)
- …effectively monitored, measured, and controlled in accordance with the bank's overall risk management protocols + Teams effectively in a matrixed organization ... informed + Manges vendor relationships including responding to and sending requests, managing risk , and ensuring compliance + Leads and mentors' others within… more
- Coinbase (Charlotte, NC)
- …are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical ... restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs....seamlessly in upcoming bull-runs without incurring operational or regulatory risk . *What You'll Do* * Define a concrete product… more
- Coinbase (Charlotte, NC)
- …to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance , PSD2). * CIPP or similar certification(s) * Experience ... customer base. * Partner with Security and Trust & Risk to respond to privacy incidents, regulatory inquiries, law...PIPEDA, and Brazil LGPD. * Strong people and project management skills, including the ability to coordinate complex, company-wide… more