- Raymond James Financial, Inc. (Raleigh, NC)
- …processes and procedures are integrated and aligned with business practices to mitigate risk to the business. * Provides escalated support and guidance in dealing ... with client portfolios and various customer queries. * Informs appropriate management about issues with client accounts that may involve or expose the business to… more
- Regions Bank (Charlotte, NC)
- …effectively monitored, measured, and controlled in accordance with the bank's overall risk management protocols + Teams effectively in a matrixed organization ... informed + Manges vendor relationships including responding to and sending requests, managing risk , and ensuring compliance + Leads and mentors' others within… more
- Coinbase (Charlotte, NC)
- …are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical ... restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs....seamlessly in upcoming bull-runs without incurring operational or regulatory risk . *What You'll Do* * Define a concrete product… more
- Coinbase (Charlotte, NC)
- …to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance , PSD2). * CIPP or similar certification(s) * Experience ... customer base. * Partner with Security and Trust & Risk to respond to privacy incidents, regulatory inquiries, law...PIPEDA, and Brazil LGPD. * Strong people and project management skills, including the ability to coordinate complex, company-wide… more