- Janus Henderson Investors (New York, NY)
- …risk oversight, and performance optimization, all within the framework of regulatory compliance and client mandates. + Design and implement investment strategies for ... agency and non-agency residential MBS portfolios, aligning with firm policies and client goals. + Collaborate with the Securitized Products team to evaluate risk, perform due diligence, and uncover relative value opportunities. + Responsible for supporting… more
- Trustco Bank (Nyack, NY)
- …+ Maintain documentation for procedures, systems, and configurations. + Ensure compliance with IT policies, security standards, and licensing agreements. + Provide ... training or guidance to users on standard tools and best practices. + Assist with asset tracking and inventory management of IT equipment. **REQUIRED EDUCATION/EXPERIENCE:** + An associate's degree in Information Sciences and Technology or equivalent level of… more
- Neuberger Berman (New York, NY)
- …portfolio accounting and fund administration, counterparty risk, technology, and compliance . The candidate should be comfortable participating in meetings with ... C-level executives and be able to succinctly document the findings of their review. In addition, the candidate must be able to maintain ownership of the broader ODD review process of a roster of over 300 alternative fund managers and specialty lenders across… more
- City of New York (New York, NY)
- …Special Investigations Division (SID), Office of Accountability Strategies (OAS), Compliance and Contract Monitoring (CCM), Investigation, Revenue and Enforcement ... Administration (IREA), Office of Data Security Management (ODSM), Accountability Initiative and Change Monitoring (AICM) and Business Process Innovation (BPI). Within DSS-AO, the Office of Data Security Management (ODSM) is responsible for the implementation… more
- Raymond James Financial, Inc. (New York, NY)
- …Trading Systems, Smart Order Routers, and CSA management. + Regulations and Compliance . + TCA and Data Analytics, network concepts, topologies, and technologies. + ... Principles of banking and finance and securities industry operations. **Skill in:** + Using technical/professional knowledge and interpersonal skills to obtain others' commitment to ideas, services, or products. + Strong project and time management skills. +… more
- City of New York (New York, NY)
- …preparation of the legal agreements for each NRP project and to ensure compliance with the City's capital eligibility rules. -Ensure that funding recipients properly ... comply with the submission of necessary information and records for each stage of an NRP project, including the proper submission of information and records onto the City's vendor integrity database, referred to as PASSPort, and other City and State databases.… more
- M&T Bank (Rochester, NY)
- …a team environment as well as independently. + Adhere to applicable compliance /operational risk controls in accordance with Bank or regulatory standards and ... policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Serve as subject matter expert on activities and provide guidance… more
- University of Rochester (Rochester, NY)
- …and evaluates accounting policies and procedures for efficiency, accuracy, and compliance with generally accepted accounting principles (GAAP). JOB DUTIES AND ... RESPONSIBILITIES: + Conducts specialized financial analysis and research on subjects, such as program income statements, decision support analysis, new programs, new products. + Compiles and/or prepares reports, graphs, and charts of data analyzed. Makes… more
- University of Rochester (Brighton, NY)
- …- Prepares reports and recommendations based upon analysis of information gathered. Compliance - Maintains records and conducts correspondence with a variety of ... agencies and officials that provide a source of information. Other duties as assigned Qualifications: - Bachelor's Degree or equivalent Masters - Bachelor's degree in statistical analysis, data base management, or related studies and 3 years data analysis or… more
- M&T Bank (Buffalo, NY)
- …application changes related to an enterprise-wide or business initiative, compliance /regulatory requirement, required system change due to contractual agreement or ... system maintenance (business as usual [BAU]) ensuring a thorough understanding of specifications for assigned applications. Participate in design discussions and document/deliver functional specifications. + Participate in meetings with lines of business to… more