- M&T Bank (Amherst, NY)
- …research, analyze, and interpret legal documents for validity, content, accuracy, bank policy and compliance with a focus on the US Patriot Act and M&T Bank's Know ... and direction from M&T Banks Legal Counsel. + Adhere to applicable compliance /operation risk controls in accordance with M&T Bank. + Administrative responsibilities,… more
- M&T Bank (Getzville, NY)
- …internal policies and processes and external regulations. + Identify issues of non- compliance and communicate to appropriate parties as well as the individual ... employee as warranted to prevent future recurrence. + Maintain records of discovered deficiencies.Complete regular reporting on these activities.Identify trends in the data and recommend changes in policies and processes to address these. + Maintain a current… more
- University of Rochester (Rochester, NY)
- …evaluates accounting policies and procedures for efficiency, accuracy, and compliance with generally accepted accounting principles (GAAP). **ESSENTIAL FUNCTIONS** + ... Conducts specialized financial analysis and research on subjects, such as program income statements, decision support analysis, new programs, new products. + Compiles and/or prepares reports, graphs, and charts of data analyzed. + Makes presentations on areas… more
- M&T Bank (Amherst, NY)
- …Services to maintain their currency. + Support audits, user certification and compliance testing for Treasury Management Services. + Lead and participate in ... planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned Treasury Management Services team(s). + Assist with technical troubleshooting and escalations, coordinating with internal business partners, external… more
- M&T Bank (Amherst, NY)
- …Operations to maintain their currency. + Support audits, user certification and compliance testing for Treasury Operations. + Lead and participate in planning, ... testing and implementing new projects, systems, products and regulatory changes impacting assigned Treasury Operations team(s). + Assist with technical troubleshooting and escalations, coordinating with internal business partners, external vendors and… more
- University of Rochester (Rochester, NY)
- …evaluates accounting policies and procedures for efficiency, accuracy, and compliance with generally accepted accounting principles (GAAP). **ESSENTIAL FUNCTIONS** ... Financial Reconciliation, Reporting and Analysis + Perform analyses of accounts to confirm completeness and accuracy of data; use judgment as to whether statements are reasonable; initiate corrective actions as appropriate. + Generate and analyze monthly… more
- Raymond James Financial, Inc. (New York, NY)
- …supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or operations. Works ... without supervision and provides technical guidance when required on planning, organizing, prioritizing and overseeing activities to efficiently meet business objectives. Works without supervision and provides technical guidance when required on interpreting… more
- University of Rochester (Brighton, NY)
- …- Prepares reports and recommendations based upon analysis of information gathered. Compliance - Maintains records and conducts correspondence with a variety of ... agencies and officials that provide a source of information. Other duties as assigned Qualifications: - Bachelor's Degree or equivalent Masters - Bachelor's degree in statistical analysis, data base management, or related studies and 3 years data analysis or… more
- ASM Research, An Accenture Federal Services Company (Albany, NY)
- …with a customer. + Support Services shall be executed in compliance with processing and program guidelines published by Customer. **Minimum Qualifications** ... + High School Diploma or GED. + 2-5 years or related experience in Customer Service or public relations. **Other Job Specific Skills** + Excellent customer service skills. + Ability to provide effective customer service and deal tactfully and courteously with… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...of (i) Control Room or information barrier practices and/or ( ii ) the trading rules across multiple jurisdictions/regulatory regimes a… more