- Wellington (New York, NY)
- … Analyst will support Wellington Management's Global Private Investments Compliance program , focusing on information controls. As Wellington is expanding ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those… more
- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category ... risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program ; operational,… more
- Guardian Life (Albany, NY)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... the organization. Must have Verafin experience. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $40/HRW2...for me?** + Opportunity to contribute to a robust compliance program in a dynamic and fast-paced… more
- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Application Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational ... Financial Services is seeking candidates for the position of Virtual Currency Application Analyst in the Limited Purpose Trust Unit within the Research & Innovation… more
- S&P Global (New York, NY)
- …Generative AI Monitoring Analyst is to design and execute a monitoring program focused on the performance and utilization of Generative AI tools within S&P ... Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function...its use of Generative AI tools. In particular, the Analyst will participate in risk-based activities, including reviewing large… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This is not just about implementing a new program ... that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- Guardian Life (New York, NY)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... and help lead data analytic initiatives and thinking to improve the overall compliance program effectiveness and efficiencies. **You have** + Broad knowledge of… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and ... in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new products, training,… more
- Broadcom (Melville, NY)
- …**Job Description:** **Broadcom's Mainframe Software Division is seeking a results-driven Analyst Relations and Product Marketing professional to lead and advance ... our engagement with the global analyst community.** This role involves developing and executing our...software domains - spanning Hybrid Cloud, DevOps, AIOps, Security, Compliance , Data Management, and Open Mainframe Solutions segments -… more