- Citigroup (New York, NY)
- …of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well ... of issues with key stakeholders + Support issue quality reviews ensuring compliance with Issue Management Policy, Standards and Procedures + Facilitate Business /… more
- Neuberger Berman (New York, NY)
- …In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's ... portfolio accounting and fund administration, counterparty risk, technology, and compliance . The candidate should be comfortable participating in meetings with… more
- Citigroup (New York, NY)
- …we're moving quickly! The Applications Development Technology Lead is a senior level position responsible for establishing and implementing new or revised ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- HSBC (New York, NY)
- …and coordination within all CMA teams, and related functions (Finance, Regulatory Compliance , Financial Crime, HR, Wholesale Risk, etc.) for the Americas region + ... and issues + Strong interpersonal and communication skills with capacity to work with senior teams and ability to interact at all levels of the organization + Be… more
- Citigroup (Getzville, NY)
- …both within- and outside of their direct control to ensure Citi's compliance with its regulatory demands, often with significant competing deliverables and ... submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk/Control, Operations & Technology, at all levels of seniority, to… more
- Citigroup (Getzville, NY)
- …management and internal/external clients + Escalate control gaps and issues to senior management as needed + Identify control gaps during settlement cycle and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- WTW (New York, NY)
- …Summaries, review program binders for accuracy, check policies, and aide's brokers & senior brokers + With the support of more experienced brokers prepare draft ... of core insurance principles and brokerage concepts + Ensure that quality and compliance procedures and processes are adhered to. + Record and maintain all… more
- WTW (New York, NY)
- …Graduates may work with assigned external clients under the direction of senior colleagues. External client facing responsibilities expected to be up to 30% ... renewal to clients + Ensures Group policy requirements (legal, regulatory & compliance ) are met **Qualifications** **Education and Qualifications:** + Able to work… more
- American Express (New York, NY)
- …data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate will bring experience in data governance, issue and ... audit readiness. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk concentrations,… more
- Citigroup (New York, NY)
- …hedging; Maintain reports of the investment and hedging activities to Senior Management and regulators; Help develop and maintain scenario-based risk monitoring ... incentive and retention awards. Citi offers competitive employee benefits, including: medical , dental & vision coverage; 401(k); life, accident, and disability… more