- JPMorgan Chase (New York, NY)
- …in a variety of tasks related to, and including, trade execution and market monitoring . A key focus will be managing certain proprietary systems and reporting tools, ... team and external counterparties + Coordinate with Highbridge's risk, middle office, compliance , and pricing teams to ensure accurate position reporting and maintain… more
- Mizuho Corporate Bank (New York, NY)
- …and product bankers responsible for client relationship management and strategic transaction development to execute banking and securities mandates and originate ... judgement and discretion to make decisions + Consistently adhere to regulatory and compliance policies and standards linked to the job as listed and complete… more
- Citigroup (Getzville, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain ... current CCR related Data quality issues and supporting the process of documenting, monitoring , and prioritizing key initiatives for Risk + Work with technology to… more
- SMBC (New York, NY)
- …presentation materials (pitch books), and industry research, as well as through ongoing monitoring and review of the group's lending portfolio. The position will be ... the deal, how those relate to assessing risk, and ultimately structuring the transaction to mitigate risk. + Prepare and present internal memos for new transactions,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...of the firm's surveillance framework across trade and communications monitoring . The incumbent will report to the Director of… more
- M&T Bank (New York, NY)
- …negotiating legal documents, and obtaining credit approval while ensuring compliance with credit policies and regulatory requirements. The Commercial Credit ... Lead manages a transaction team and collaborates closely with relationship managers (RM),...credit risk of existing loan portfolios through continuous credit monitoring (CCM) activities enabling the timely identification of emerging… more
- S&P Global (New York, NY)
- …to ensure compliance with criteria and identify issues with the transaction structure. Provide comments to external parties. + Actively manage relationships with ... market corporate loans. S&P Global is seeking an experienced analyst to join its Structured Finance Ratings group as...team, which is responsible for cash flow modeling and transaction document analysis in support of new issue ratings… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data… more
- TD Bank (New York, NY)
- …/ activities as necessary + Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported ... any/all disciplinary actions, as required + Leads and manages a sizeable team of Analyst professionals and overall operation of a diverse group in an area of… more
- SMBC (New York, NY)
- …+ Conduct the monitoring of credit quality of the counterparties and transaction portfolio + Provide feedback and guidance to front office to ensure consistent ... to, counterparty credit risk, deal structure, facility terms and conditions, transaction background, profitability, and relationship strategy. + Prepare and present… more