- M&T Bank (New York, NY)
- …expectations. + Deliver expert legal advice on federal and state regulatory compliance , including: + Investment Company Act of 1940 + Investment Advisors Act ... and mitigate risk. + Work in close coordination with Compliance , Risk and Audit groups to ensure cohesive governance...school. + Minimum of 10 years' experience as an attorney or other relevant legal experience + Minimum of… more
- TD Bank (New York, NY)
- …issues, draft key documents, makes recommendations, and assists to enhance legal compliance + Provides ongoing advice to Managers and business lines regarding ... senior leadership team + Escalates significant legal and regulatory compliance risk issues as appropriate + Focuses on appropriate...accredited law school + 10 Years' experience as an attorney + Admitted in good standing to a state… more
- Chemung Canal Trust Company (Elmira, NY)
- …duties in support of the retail lending function in order to ensure compliance with lending regulations, accuracy and timely processing of lending transactions, and ... boarding of loans with more complexity and structure. Specifically, attorney prepared documents for the Commercial Lending Division. +...monthly CRA and HMDA reports for review by the Compliance Department and submits the annual report to the… more
- Stony Brook University (Commack, NY)
- …multiple locations, while maintaining a high level of quality service and compliance with required procedures, rules, policies and applicable legal requirements. The ... SSI (supplemental security income), LODI (line of duty injury), attorney - requested forms, letters, as well as certification for...delivery of services to patients at each location ensuring compliance with all aspects of patient care in accordance… more
- M&T Bank (Getzville, NY)
- …and follow up. + Complete pre foreclosure sale review checklist in compliance with regulatory and investor requirements. + Complete timely and accurate reviews ... approval or denial before activating the foreclosure process and customer and attorney quote inquiries are handled expeditiously. + Understand the required referral… more
- New York Times (New York, NY)
- …builds and maintains technical solutions that enable the NYT to stay in compliance with complex and rapidly changing domestic and international privacy laws as well ... managing and respecting user consent and DSRs + Experience working with legal, compliance , and/or security teams to align privacy needs for product delivery +… more
- Mastercard (Harrison, NY)
- …Enablers and US Markets Team Overview Mastercard is seeking an experienced attorney to be responsible for providing comprehensive, end-to-end, strategic support to ... be able to advise holistically on our products and relevant regulatory, compliance , privacy and antitrust issues. * Works cross-functionally across merchant, issuer,… more
- Citizens (New York, NY)
- Description Citizens is looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management ... management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the Bank's full-service wealth management business,… more
- Capital One (New York, NY)
- …you would be responsible for:** + Reviewing product feature changes for regulatory compliance issues by meeting with business partners to better under the feature, ... bar + At least 5 years of as an attorney in a law firm environment, at a government...opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital… more
- WMCHealth (Valhalla, NY)
- …that the interests of the WMCHealth Network are represented and to ensure compliance with the law. The Network Director will consult with Senior Associate General ... maintenance services, consignment, and purchased services. . Advising on compliance with state procurement laws and internal supply chain...the primary function of the position was as an attorney , four years of which must have been in… more