- TD Bank (New York, NY)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager will manage ongoing supervision ... Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- TD Bank (New York, NY)
- …industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft an… more
- American Express (NY)
- …the future of American Express. How will you make an impact in this role? The Manager of ETS Exam and Audit Management will be responsible for managing ... with ETS SLTs and SMEs. This position will report into the Director of ETS Exam and Audit Management within the Technology Risk & Information Security (TRIS)… more
- American Express (New York, NY)
- …US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance audit approach. This role ... City, or Phoenix and reports to the Vice President, Audit Leader of IAG's Global Compliance team....Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. This Manager position is part of the Regulatory Exam Lifecycle Management (RELM or ... 'the Team') in Global Risk and Compliance ('GRC'), and reports to the Director of Regulatory...and risk management processes that underpin the company's regulatory exam framework. RRM focus areas include management of RELM's… more
- TD Bank (New York, NY)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking,… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- NYS Housing Trust Fund Corporation (New York, NY)
- …programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to RHC's Director of Policy ... is a public benefit corporation, and a Civil Service exam is not required for this position. Candidates must...adaptation and storm recovery initiatives. Job Summary: The Monitoring, Compliance and Policy Manager 's role comprises of… more
- City of New York (New York, NY)
- …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more