- M&T Bank (Buffalo, NY)
- …and implementation of first line programs and policies, training and communications, compliance , and exam management. + **Strategic Risk** : Serves as ... We're seeking a strategic and hands-on Program & Governance Manager to join our Enterprise Platforms First Line Risk...Defense** : Serve as a key liaison with Internal Audit , Compliance , Operational Risk, and Legal. Ensure… more
- Truist (New York, NY)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- City National Bank (New York, NY)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years… more
- City National Bank (New York, NY)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The ...control standards, including timely implementation of internal and external audit points together with any issues raised by external...agencies, including exam management… more
- Wellington (New York, NY)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... assist with the strategic implementation of IT solutions to streamline the compliance framework around conflicts and non-public information. This position is open to… more
- KeyBank (Buffalo, NY)
- …by presenting validation results and methodologies and assisting in the remediation of any audit or exam findings. + Stay updated on regulatory changes, industry ... Cleveland Ohio ABOUT THE JOB As a Quantitative Analytics Manager of Model Risk, you are primarily responsible for...used across the bank, including those for fraud risk, compliance risk (such as AML, OFAC), etc. This role… more
- TD Bank (New York, NY)
- …and Implementation of frameworks, standards, and processes to meet banks Audit & Compliance requirements. + Supports any regulator exam , audit , or other ... regulatory environment and related implications to identity management, security and audit compliance . **Customer Accountabilities:** + Understands and supports… more
- TD Bank (New York, NY)
- …Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- St. George's University (Great River, NY)
- …Operations For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent Acquisition on Microsoft Teams indicating ... and enrollment operations are conducted accurately, efficiently, and in compliance with institutional policies, FERPA, and regulatory requirements. Working as… more
- New York Power Authority (White Plains, NY)
- …Protection & Control Engineer Location: White Plains, US **Summary** The Protection & Compliance Engineer will play a dual role supporting regulatory compliance ... reliability standards by assisting in the development of procedures, documentation, and audit responses, as well as contributing to standards reviews and monitoring… more