- Grant Thornton (New York, NY)
- As a Cyber Strategy & Management Manager , you will get the opportunity to grow and contribute to our clients' business needs by applying a collection of information ... cyber threat and risk assessments, network and security architecture reviews, compliance and regulatory assessments, and system configuration reviews. + Support… more
- City National Bank (New York, NY)
- …industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of control assessment and ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships,… more
- City National Bank (New York, NY)
- …Qualifications* * Excellent knowledge of Bank policies and procedures and regulatory compliance . * Excellent knowledge of Bank audit procedures. * Excellent ... * MANAGER - CLIENT SENIOR* WHAT IS THE OPPORTUNITY?...responsible for monitoring and auditing their respective office for compliance with these policies and procedures. Ensure regulatory … more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk, Audit , and Technology teams to ensure program objectives align ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- City National Bank (New York, NY)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The ...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- UMB Bank (Albany, NY)
- …other mandated programs. As a Compliance Testing Analyst you will assist the Compliance Testing Manager in carrying out the testing function of UMB Financial ... (w/ strong emphasis in Accounting or Finance) or 2 years compliance , audit or quality control experience with a financial institution, consulting firm,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings,… more
- TD Bank (New York, NY)
- …with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates due ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $115,000 USD TD is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- Wellington (New York, NY)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... the strategic implementation of IT solutions to streamline the compliance framework around conflicts and non-public information. This position...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more