- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel -… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead...surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or… more
- Grant Thornton (New York, NY)
- …the need to safeguard sensitive information from unauthorized access and ensure compliance with privacy laws has never been more critical. Our Cybersecurity & ... incident management, detection, and response, cloud security, privacy regulatory compliance , cookie and consent management, data protection, and the integration… more
- Atlas (New York, NY)
- …construction material testing and inspection. + Lead periodic management reviews, NQA-1 audit program and project QA surveillances. + Manage NQA-1 approved supplier ... NQA-1 (NQA-1-2008 with 2009 Addenda and newer). Experience with Compliance with 10 CFR Part 50, Appendix B, and...collaboration software eg Microsoft Teams & SharePoint. *Ability to travel (up to 25% of the time). *Ability to… more
- Aston Carter (New York, NY)
- …payable and employee expenses, conduct monthly financial analysis, and support compliance and audit functions. Responsibilities + Perform month-end close ... reconciliations, and manage balance sheet accounts. + Oversee the travel and expense (T&E) system to ensure compliance...and conduct thorough risk assessments. + Assist with external audit requests and participate in ad hoc projects as… more
- Aston Carter (New York, NY)
- …payable and employee expenses, conduct monthly financial analysis, and support compliance and audit functions. Responsibilities + Perform month-end close ... reconciliations, and manage balance sheet accounts. + Oversee the travel and expense (T&E) system to ensure compliance...and conduct thorough risk assessments. + Assist with external audit requests and participate in ad hoc projects as… more
- Neuberger Berman (New York, NY)
- …to the Chief Financial Officer and is in charge of tax structuring, tax compliance , tax planning, tax accounting, tax reporting, and ad-hoc tax matters. We are ... of our multi-faceted tax department. **Responsibilities:** + Oversee outsourced tax compliance and in-house tax provision process for the Management Company +… more
- ACLD (Bethpage, NY)
- …amazing people we support. Primary Purpose of Job Assess and support regulatory compliance and the quality of service delivery systems. Assist in the development and ... meet the needs of the Agency. + Ability to travel to various sites throughout Nassau and Suffolk Counties....well as monitoring visits for the purpose of monitoring compliance with quality of service delivery systems, billing, documentation… more
- Deloitte (New York, NY)
- …requirements. + Process improvement planning and implementation assistance + Trade compliance audit assistance and representation before trade authorities around ... providing strategic significance to a company's global supply chain? If this is you, come travel the world in our world! Recruiting for this role ends on May 31,… more