- TD Bank (Fort Lauderdale, FL)
- …US bank regulations** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired through education, experience, ... bank regulatory compliance for Raymond James Bank . The Internal Audit Manager will oversee...audit plans. + Specific subject matter expertise in bank regulatory compliance regarding control disciplines. +… more
- First Horizon Bank (Miami, FL)
- …at location listed in job posting **SUMMARY:** Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project ... and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex… more
- Bank OZK (Tampa, FL)
- …with Internal Audit standards, relevant government statutes and regulations and Bank policies and procedures. + Delivers on time high quality audit ... of Anti-Money Laundering (AML), KYC, Financial Crimes and Sanction Screening audit coverage, in accordance with established IA methodology and professional auditing… more
- First Horizon Bank (Miami Lakes, FL)
- …Raleigh, NC, Atlanta, GA, Miami, FL** **Summary:** Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Sr. ... and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design adequacy in complex… more
- First Horizon Bank (Miami Lakes, FL)
- …at location listed in job posting **SUMMARY:** Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project ... and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex… more
- MUFG (Tampa, FL)
- …7+ years of experience in third-party risk management highly desirable. Additional experience in bank compliance , audit , risk, legal or related positions. + ... various line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive… more
- Lincoln Financial (Tallahassee, FL)
- …**What you'll be doing** What you'll be doing * Lead end-to-end audit engagements of operational and compliance processes, including planning, identifying ... of the Treadway Commission framework and International Professional Practices Framework to audit engagements. * Carry out duties in compliance with the… more
- Citigroup (Tampa, FL)
- …control over bank and custodial accounts, and escheatment filing. The Audit Manager is an intermediate level role responsible for performing moderately complex ... and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to… more
- MUFG (Tampa, FL)
- …convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best ... more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities… more