- TD Bank (New York, NY)
- …based on professional judgment regarding responsiveness and appropriateness.** **In this position, the Compliance Audit & Exam Specialist will assist the team in ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission... Compliance Department, the US CCO and the Compliance Executive Team** **The Audit and Exam… more
- TD Bank (New York, NY)
- …Supports and manages teams through change + Be a brand ambassador for Internal Audit both internally to the bank and externally **Physical Requirements:** Never: ... who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a… more
- M&T Bank (Buffalo, NY)
- **Overview:** This role provides senior level expertise in audit engagements that span multiple portfolios which require in-depth business and risk knowledge to ... properly assess associated risk and controls. **Primary Responsibilities:** Successful Audit Plan Completion + Stay abreast of best practices, industry developments,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a ... team of audit professionals and oversees, plans and executes audits and/or...or a CPA + Financial Services Experience + Consumer Compliance Experience + Direct management of people and teams… more
- US Bank (New York, NY)
- … audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance , Risk Management, Treasury, etc.) to ensure appropriate and efficient ... At US Bank , we're on a journey to do our...excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager is primarily… more
- TD Bank (New York, NY)
- …team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with ... is our specialization in all the businesses across the bank . As part of the Internal Audit ...of controls designed for managing model risk across the Bank and evaluating compliance of the … more
- Capital One (New York, NY)
- …of the Audit team, the candidate will focus on conducting operational and compliance audit projects of the commercial lending portfolios and aid in the ... Audit Manager, Commercial Lending Audit : Commercial Bank (Hybrid) **Capital One's... Audit Manager will be responsible for ensuring audit projects maintain compliance with all organizational… more
- Mizuho Corporate Bank (New York, NY)
- …+ Demonstrates a sound understanding of the financial services industry, including audit , financial, corporate and compliance , risk management, or technology ... About the Team The Internal Audit Department Americas (IADA) provides internal audit...to the branches, representative offices and agencies of Mizuho Bank , Ltd. in the Americas, and to Mizuho … more
- City National Bank (New York, NY)
- …Act as the 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and regulatory responses . ... Custody, Accountants, Attorneys, Insurance providers', etc.) and legal, regulatory and compliance requirements. * Analyze and evaluate data that effects the… more
- M&T Bank (Buffalo, NY)
- …product in line with department and industry standards and expectations. The Audit Manager will be responsible for overseeing ongoing risk assessment, control ... identification, audit execution and continuous auditing of their applicable ...for direct reports. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
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