- City National Bank (New York, NY)
- …to evaluate the design and effectiveness of security controls * Assist with audit and regulatory responses, and IT regulatory compliance efforts, ensuring timely ... subject-matter recommendations and guidance to achieve a posture within the bank 's overall risk appetite. An experienced, fully proficient professional with full… more
- M&T Bank (Mamaroneck, NY)
- …based on their individualized needs. + *Regularly review customer information to ensure compliance with BSA ( Bank Secrecy Act), AML (Anti-Money Laundering) and ... KYC (Know + Your customer) requirements to protect Bank interests. Address issues of non- compliance by...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- M&T Bank (New York, NY)
- …information and related materials and complete the credit analyses for the Bank 's commercial transactions. Written analyses to include an independent credit quality ... credit request discussions or committee presentations. + Ensure credit policy compliance by verifying adherence of underwriting to the Commercial Credit Policy… more
- TD Bank (New York, NY)
- …plan and budget to ensure effective use of business segment funds and compliance with budget targets and outsource vendor contract terms and conditions + Manages ... data, data governance and access controls are appropriately captured + Participates in audit reviews of internal controls and processes when required + Ensures … more
- City National Bank (New York, NY)
- …managers, product strategists, investment consultants, and 2LoD CNB control teams (Risk, Audit , Compliance ) and communicate key risks. * Knowledge of portfolio ... management systems to create reports on portfolio performance, risk exposures, and compliance with CNR's risk management policies. * Build and manage internal… more
- M&T Bank (Getzville, NY)
- …activities of a more basic nature within an assigned area of the Bank to ensure adherence to internal policies, processes and external regulations. Communicates ... more basic nature within an assigned area of the Bank to ensure adherence to established internal policies and...and processes and external regulations. + Identify issues of non- compliance and communicate to appropriate parties as well as… more
- M&T Bank (Buffalo, NY)
- …to organize documents and information Ability to communicate with all levels of the bank Experience in financial reporting, audit , or similar field Ability to ... senior leadership and regulatory agency staff. + Support department compliance with continuous monitoring meeting requirements (prep meetings, agendas, meeting… more
- M&T Bank (Getzville, NY)
- …calls and communicate with customers to answer questions and process payments. + Audit accounts monthly to ensure that funds are being applied appropriately under ... motion for relief, post-petition fee notices, etc. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Syracuse, NY)
- **Overview:** Identifies customers' needs through the bank 's retail sales process to provide proactive basic sales solutions through customer outreach for basic ... planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, Know Your Customer (KYC) and… more
- M&T Bank (Getzville, NY)
- …process. Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad hoc reports as needed ... Management (CAM) pertaining to residential property in which the bank has an interest, to avoid risk of loss...senior lien payoff and settlements. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more