- NBT Bank (New Paltz, NY)
- …inquiries to appropriate service partner when necessary. + 10% Maintains integrity and compliance within the branch in accordance with audit and branch ... a role model in providing exceptional customer service while promoting and offering bank products and services, as they coincide with customer need. Leads, manages… more
- M&T Bank (Buffalo, NY)
- …in regular interaction with middle management and associated staff within Internal Audit , Compliance , Risk Management, and Technology + Exercises judgement in ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Getzville, NY)
- …and accurate reconciliation / reporting of assigned portfolio activity to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with GAAP. + ... on observable breaches in Corporate Risk policies. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- TD Bank (New York, NY)
- …risk appetite. Provides effective challenge, oversight, and outcomes, while operating within the Bank 's risk appetite. Acts as a thought leader for the evolution of ... including Front Office, Finance, Model Development, Technology, Economics department, Internal Audit and various other control groups. **EXPERIENCE & EDUCATION** +… more
- TD Bank (New York, NY)
- …service standards, methodologies, frameworks and paradigms to support on-going reporting, audit and/or analysis functions for own area + Synthesizes complex and ... escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls,… more
- NBT Bank (Norwich, NY)
- …essential functions of Call Center.Exposureperform essential function of the Risk department: Audit , Compliance , Loan Review, and Security. + 5% Classroom ... and skill growth. Performs assigned duties, responsibilities, and studies throughout the bank as required through the training program. Become familiar with the… more
- M&T Bank (Blasdell, NY)
- …immediate need. Accurately balance and process customer transactions efficiently following Bank Policy. Take ownership of escalated account services issues until ... Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/BSA ( Bank Secrecy Act)/ KYC (Know Your Customer related activities.… more
- M&T Bank (Buffalo, NY)
- …application changes related to an enterprise-wide or business initiative, compliance /regulatory requirement, required system change due to contractual agreement or ... adherence to business requirements and Corporate Technology standards. Ensure the Bank process and documentation is followed to ensure adherence to Corporate… more
- M&T Bank (Buffalo, NY)
- …application changes related to an enterprise-wide or business initiative, compliance /regulatory requirement, required system change due to contractual agreement or ... adherence to business requirements and Corporate Technology standards. Ensure the Bank process and documentation is followed to ensure adherence to Corporate… more
- M&T Bank (Buffalo, NY)
- …the product or service. Ensures projects, products or services are within Bank 's risk appetite. **Primary Responsibilities:** + Responsible for overall oversight of ... ensure platform stability, value delivery and regulatory and/or internal control environment compliance . + Serve as subject matter expert for Digital Money Movement… more