- Mizuho Corporate Bank (New York, NY)
- …the various administrative functions required to be executed as part of the audit process, including but not limited to, issue validation, continuous monitoring, and ... annual audit planning. Assist with audit execution as...the concepts of risk, risk management, internal control and compliance , and the ability to effectively and consistently apply… more
- City National Bank (New York, NY)
- …on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. *The ... Global. You will not be employed by City National Bank . *The Opportunity* The auditor will work within a...funds, security sales and trading, and insurance activities. * Compliance with various laws, rules, regulation, and other regulatory… more
- M&T Bank (Buffalo, NY)
- …to M&T and a market/industry platform. Maintains an environment of strong compliance and risk management providing control, insuring quality and accuracy of ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Mizuho Corporate Bank (New York, NY)
- …new team member for the Reconciliations team: Responsibilities: + Perform daily nostro Bank account reconciliations using Metro CARS. + Monitor any items in Metro ... matters. + Take care of any internal / external audit inquiries. + Prepare and distribute monthly payroll reconciliations....of the office. + Comply with all quarterly legal, compliance and training requirements + The expected base salary… more
- HSBC (Buffalo, NY)
- …through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit ... and participate in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance...And we want you to help us build the bank of the future! All qualified applicants will receive… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... industries! We work together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the Audit Function in… more
- TD Bank (New York, NY)
- … **Job Description:** **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a complex, fast-paced, setting as we build a new compliance structure that better aligns with the bank...key process steps prior to closure + Tracking US Compliance Enforcement Actions. + Managing audit and… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...providing guidance on advertising and marketing materials for a broker-dealer/ bank .** + **Prior testing, audit or business… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...enhance transparency and decision-making. A strong background in regulatory compliance management, risk, or audit within the… more
- CIBC (New York, NY)
- …Director or Head of Internal Audit - US Region in meetings with Audit Committee/Regulators as needed + Ensure compliance with IIA Standards **Who you are** ... Internal Auditor (CIA) + Experience working in an Internal Audit department at a large US bank focusing on audits of the operations, third party, and/or… more