- CIBC (New York, NY)
- …to address existing and new regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the ... We're building a relationship-oriented bank for the modern world. We need talented,...regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and audits ** Compliance… more
- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of… more
- BMO Financial Group (New York, NY)
- …by providing oversight and making recommendations that significantly impact the Bank 's ability to monitor regulatory compliance programs, minimize operational ... sensitive Bank , customer, transactional and employee information to ensure compliance with regulatory requirements. + Communicates the roles and importance of… more
- American Express (New York, NY)
- … or related activities across financial services. + Understanding and knowledge of bank laws and regulations, relevant compliance requirements, US Bank ... and / or consumer products and AML/ Anti-Corruption/BSA. + Experience with audit , compliance , risk, regulatory management, law, marketing and product management,… more
- American Express (New York, NY)
- …limited to: General Counsel's Organization, other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes ... Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to Business… more
- American Express (New York, NY)
- …and American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line ... with business partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Organization, Privacy, Internal Audit Group).… more
- American Express (New York, NY)
- …and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy, Internal Audit Group). + Keep abreast of ... of American Express. **How will you make an impact in this role?** Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a robust … more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- ESSENTIAL DUTIES AND RESPONSIBILITIES The Compliance Associate is a core member of the RB Compliance team. The Compliance Associate will assist/participate ... and contact the 3rd parties (such as employers and bank institutions) to get the 3rd party verifications returned...with the preparation of HOME Annual Owner Certifications. + Pre- audit LIHTC and HOME tenant files; perform in-house file… more
- New York State Civil Service (Albany, NY)
- …risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational, ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more