• Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …by providing oversight and making recommendations that significantly impact the Bank 's ability to monitor regulatory compliance programs, minimize operational ... sensitive Bank , customer, transactional and employee information to ensure compliance with regulatory requirements. + Communicates the roles and importance of… more
    BMO Financial Group (08/09/25)
    - Related Jobs

  • Manager-Consumer Practices Compliance

    American Express (New York, NY)
    …required + 4-5 years of demonstrated consumer financial services experience in a compliance , legal, audit or risk role + Substantive knowledge of UDAP/UDAAP ... your place in risk and analytics on #TeamAmex. Global Compliance and Ethics (GCE), is responsible for establishing and...the overall Consumer Practices Program for American Express National Bank (" Bank ") and across the enterprise. The… more
    American Express (08/08/25)
    - Related Jobs

  • Director - Enterprise Compliance Advisory…

    American Express (New York, NY)
    …across the Enterprise such as the General Counsel's Organization and Internal Audit on compliance related risk. **Required Qualifications** + Subject matter ... you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the… more
    American Express (07/29/25)
    - Related Jobs

  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    …and Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance experience, ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00...York : New York City Scotiabank is a leading bank in the Americas. Guided by our purpose: "for… more
    Scotiabank (07/28/25)
    - Related Jobs

  • Manager - US Consumer Compliance

    American Express (New York, NY)
    …Excellent written and verbal communication skills. + Prior credit card/banking industry, compliance , audit , legal or risk experience. + Bachelor's Degree ... you will help us define the future of American Express. **Manager, US Consumer Compliance ** This position will play a critical role within the Line of Business … more
    American Express (07/31/25)
    - Related Jobs

  • Risk and Compliance Transformation…

    HSBC (Buffalo, NY)
    …Work with executive management across Customer Groups and key partners (Risk and Compliance , Audit , Finance, HR etc.) to constantly challenge 'perceived wisdom', ... senior role facing off with senior executives in Risk, Compliance including Global functions and LOBs. This role is...And we want you to help us build the bank of the future! All qualified applicants will receive… more
    HSBC (08/02/25)
    - Related Jobs

  • Virtual Currency Senior Analyst (Financial…

    New York State Civil Service (Albany, NY)
    …risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational, ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
    New York State Civil Service (06/03/25)
    - Related Jobs

  • Revenue Auditor

    Akwesasne Mohawk Casino Resort (Hogansburg, NY)
    …recording and tracking procedures depending on the event. + Casino Cage & Credit: (6wk training) audit consisting of; + The Main Bank , Satellite Bank , Chip ... Job Title: Revenue Auditor Department: FINANCE-Revenue Audit Starting Rate: $16.17 Reports to: Revenue ...Mohawk Casino daily revenue from the gaming floor in compliance with our System Accounting and Internal Control. The… more
    Akwesasne Mohawk Casino Resort (07/12/25)
    - Related Jobs

  • Markets Regulatory Compliance - Vice…

    JPMorgan Chase (Brooklyn, NY)
    …+ Significant experience in Business Controls, Business Management, Operational Risk, Compliance , Legal, Audit , or similar function. + Experience managing ... and mapping them to control framework elements to ensure compliance with material laws and regulatory requirements. Join our...a dynamic team that supports the Commercial & Investment Bank Markets businesses across all regions. As a Vice… more
    JPMorgan Chase (06/07/25)
    - Related Jobs

  • SVP, Independent Model Review, Traded Risk

    HSBC (New York, NY)
    …Risk Policies and Procedures. + Provide model users, model owners, senior management, audit , and regulators (across 1LOD, 2LOD, 3LOD) with confidence that the models ... as required. + Support the interaction with Group Internal Audit on model related audits, MSIIs and audit...for emerging risks and challenges that MRM and the Bank may face. + Communicate across technical and business… more
    HSBC (08/02/25)
    - Related Jobs