- Whitney Young Health Center (Albany, NY)
- …policies, procedures, controls and reporting systems. Ensures legal and regulatory compliance for all accounting and financial reporting functions. Manages financial ... statements in an accurate and timely manner for submission to management and Finance/ Audit Committee. Reviews and signs off on all journal entries. Prepares monthly… more
- HSBC (Buffalo, NY)
- …through effective coaching and overseeing the control testing team and ensuring compliance with the CCO Control Testing Methodology + Participate in the professional ... 2nd and 3rd Lines of Defence (LOD) including Operational Risk, ISR, Internal Audit etc. on coverage of Business or Technology control testing + Understand, follow… more
- Citigroup (Getzville, NY)
- …are entrusted with managing the diverse and collective impact of the bank 's risks. This involves identifying and managing enterprise-level and cross-cutting risks, ... role is integral to the overarching objectives of the bank , as it ensures the bank 's operations...delivered solutions meet business goals. + Support regulatory and audit reviews at various levels, providing the necessary oversight… more
- BMO Financial Group (New York, NY)
- …for ensuring that the "organization" operates with transparency, integrity, and in compliance with legal, regulatory, and internal policies and standards. This role ... provides strategic guidance and collaborates across various bank stakeholders on the development of efficient governance structures inclusive of risk management… more
- Manhattan Beer Distributors (New York, NY)
- …ERP systems to streamline workflows and improve data accuracy. . Maintaining Compliance : Through diligent adherence to GAAP accounting standards, as well as ... applicable regulatory requirements (SLA), you will safeguard the organization's compliance and uphold its reputation. Your role will also involve assisting in … more
- KeyBank (Albany, NY)
- …to KIS Compliance . *Assist and respond to internal and external audit reviews and information gathering requests. *Actively participate in training of KIS ... Administration preferred *A minimum of 5 years' experience in securities supervision/ compliance activity within a brokerage or bank -based brokerage firm.… more
- Arrow Financial Corporation (Glens Falls, NY)
- … audit random samplings of daily work to ensure accuracy and procedural compliance . Prepare reports for management detailing audit result and make training ... About this position: Responsible for training/cross-training department employees, review and audit daily work to ensure it is completed timely, accurately, and… more
- MUFG (New York, NY)
- …of issues and partner with stakeholders in opening issues ( Audit / Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary ... and external risk events for potential impact to control environment + Audit / Compliance + Assist in Preparation/Maintenance/Tracking of Audit / Compliance… more
- American Express (New York, NY)
- …Risk Management & Risk Oversight (ERM&RO) organization within Global Risk and Compliance (a Second Line of Defense function) is responsible for identifying and ... effective challenge, and committee governance and reporting. These responsibilities span the AXP Bank Holding Company as well as the subsidiary US Bank (American… more
- KeyBank (Johnstown, NY)
- …and are responsible for day-to- day Teller scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, ... partner to the people and businesses in our Key Bank communities. As a Lead Teller, you act as...morning huddles and end of day debriefs + Follows compliance , audit , and security procedures, balances cash… more