- Scotiabank (New York, NY)
- …for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the Director, you ... negotiations, to mitigate the risk of losses to the Bank . + Manage the agency function for accounts where...relates to problem loans and credit. + Support internal/external audit reviews, as well as regulatory inquiries. **What You'll… more
- Citigroup (Queens, NY)
- …impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment and ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...of the Investments Leadership team with assessment of operational, compliance and reputational risks and the design of effective… more
- Wolters Kluwer (New York, NY)
- …information services. Professionals in healthcare, legal, business, tax, accounting, finance, audit , risk and compliance rely on Wolters Kluwer's market-leading ... product capabilities. This role supports our **Financial & Corporate Compliance division** , which provides financial institutions, corporations, small businesses,… more
- Capital One (New York, NY)
- …will lead a team of dedicated AML risk managers aligned to Commercial Bank , with the goals of providing holistic end-to-end risk management, producing optimal risk ... and the ability to drive outcomes with business, technology, operational, and audit partners as well as external stakeholders. The successful candidate will be… more
- CTG (Buffalo, NY)
- …legal research, review, and interpret legal documents for validity, content, accuracy, and compliance . + Maintain general contact with and act as a liaison between ... respect to products and services as assigned. + Assess bank forms to determine whether revisions are necessitated by...attorneys on legal issues to ensure legal and regulatory compliance . + Interview clients and witnesses, and research facts… more
- Citizens (New York, NY)
- Description At Citizens, we're more than a bank and as a part of our team you're made ready for a fulfilling career with exciting new challenges and opportunities to ... The successful candidate will be responsible for managing legal risks, ensuring compliance with legal policies, and overseeing various legal processes within the… more
- Santander US (Brooklyn, NY)
- …fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory requirements, minimizing operational risks ... and educate them on self-service options. + Conduct cash counts and maintain accurate audit logs. + Support the teller line, use coaching tools, and provide feedback… more
- CTG (Cheektowaga, NY)
- …all hard drive serial number reports and verify wipe drive reports for internal audit and Federal regulatory compliance . + Participate in production of new ... ReUse activities, including processing, recordkeeping, and reporting, while ensuring compliance with internal policies and external regulations. **Primary Responsibilities:**… more
- GMHC (New York, NY)
- …Residence Management is also responsible for housing budget management, leasing compliance , and maintaining housing quality and census. ESSENTIAL JOB FUNCTIONS The ... by monitoring rent collection spreadsheets and assisting staff as needed with ensuring compliance . + Monitor real estate market conditions and trends to develop and… more
- KeyBank (White Plains, NY)
- …clients; effectively managing internal and external centers of influence. + Ensuring compliance with operational, risk, security and audit procedures and ... partner to the people and businesses in our Key Bank communities. Personal Bankers engage clients in deeper conversations...serving our clients and making them feel that no bank will fight harder for them. **Responsibilities** + Embodies… more