- American Express (New York, NY)
- …Qualifications:** + 6 years in a financial risk management function (eg, audit , compliance , operations, credit). + Understanding of operational risk management ... define the future of American Express. American Express National Bank is American Express' US banking operation, representing more...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions.… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...simplify, streamline and create efficiencies + Liaise with risk, compliance , ERM/ORM, legal, and audit partners as… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** At TD Bank US Compliance , we're on a ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions,… more
- M&T Bank (Buffalo, NY)
- …executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee ... Auditors (as applicable) on assigned audit activities. **Primary Responsibilities:** + Lead and participate in...clearly identify risk and root cause. Communicate findings to Bank management in a timely fashion. + Partner with… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...+ Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit ) _The… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...Skills:** + **Minimum of 10 years of experience in Compliance , Risk Management, Audit , or a related… more
- City National Bank (New York, NY)
- …and ensuring adherence to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... responsible for oversight of and periodic analysis of the Bank 's Consumer Lending (Credit Cards), assisting business areas to...environment * Minimum 10 years of management experience in compliance , risk management or audit . * Minimum… more
- TD Bank (New York, NY)
- …with periodic assessments against industry practices. + With Risk, ensure that the Bank operates within the compliance risk appetite and that operational risk ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such… more