- M&T Bank (Buffalo, NY)
- …that objectives are met + Work with multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve ... the strategic management of the valuation and risk management of the bank 's securities and derivatives arising from balance sheet hedging, customer back-to-back… more
- M&T Bank (Buffalo, NY)
- …internal personnel network). Working knowledge of Archer Enterprise Governance, Risk & Compliance platform. M&T Bank is committed to fair, competitive, and ... with various stakeholders, including exam participants and senior leaders throughout the Bank . This includes regulatory and examination issues which may impact M&T … more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings… more
- Bank of America (Melville, NY)
- …is responsible for leading the overall service delivery model to include the bank 's digital offerings and wealth management banking strategy in the market while ... transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, while preparing to effectively manage any… more
- TD Bank (New York, NY)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank 's financial reporting ... processes. It aims to do so by building a Finance 1B function to Bank Standards and increasing collaboration, communication and support to 1A. Its primary objective… more
- City National Bank (New York, NY)
- …equivalent preferred * 3-5+ years of experience in residential mortgage operations, compliance , or audit support *Additional Qualifications* * Strong working ... The Residential Mortgage Analyst plays a critical role in ensuring compliance , risk mitigation, and operational efficiency across the Mortgage Division. This… more
- TD Bank (New York, NY)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank 's financial reporting ... do so by building a Finance 1B function to Bank Standards and increasing collaboration, communication and support to...roles in Risk Management or other control functions (eg, Audit , Compliance , Privacy). + Strong written and… more
- TD Bank (New York, NY)
- …functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank 's risk appetite and ... customers identified as posing increased financial crime risk, in compliance with the bank 's Customer Exit Standard....and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk… more
- TD Bank (New York, NY)
- …the accountability and authority to assess and challenge the first line to ensure compliance with same. Internal Audit is the third line of defense, providing ... for supporting the execution of Operational Resilience assessments of the Bank 's Essential Business and Shared Services, in collaboration with business and… more
- TD Bank (New York, NY)
- …associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws. ... ongoing oversight of an effective KYC Program for TD Bank US Holdings. The KYC Program Team is tasked...analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team… more