- TD Bank (Brooklyn, NY)
- …and follows compliance /risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience +...comprehensive responses to all external audit , regulator and compliance requests and findings.… more
- M&T Bank (Buffalo, NY)
- …and a minimum of 9 years' relevant work experience in technology, cybersecurity, risk, audit , compliance , or other relevant function, OR in lieu of a degree, ... **Overview:** M&T Bank is seeking an experienced Technology and Cybersecurity...updates. Serve a departmental representative in discussions with Internal Audit . + Oversee the design and implementation of departmental… more
- Bank of America (New York, NY)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit , Operational Risk, and Technology to ensure effective controls ... 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Policy-Manager\_25029982-1) **Job Description:** At Bank of America, we are guided by a common… more
- Trustco Bank (Ballston Spa, NY)
- … bank operational and security policies and procedures including compliance and privacy policies and procedures to maintain customer confidentiality. **ESSENTIAL ... any exceptions to the Branch Manager, Branch Administration and Audit Department immediately. + Cross-sells the Bank 's...and Audit Department immediately. + Cross-sells the Bank 's products and services to promote branch growth +… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings… more
- TD Bank (New York, NY)
- …positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the impact of new ... role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank , New York **Specific business/product groups:** TD Bank Group **Reports… more
- Bank of America (New York, NY)
- …with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your whole self to ... is responsible for leading the overall service delivery model to include the bank 's digital offerings and wealth management banking strategy in the market while… more
- TD Bank (New York, NY)
- … audit requests. + Provide backup to general AML compliance functions as needed. **Qualifications/Skills/Experience** + Excellent verbal and written communicator ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing requirements… more
- TD Bank (New York, NY)
- …and restrictions related to customers identified as posing increased financial crime risk, in compliance with the bank 's Customer Exit Standard. The team is also ... risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and...to oversee the financial crime customer exits at the bank and manage the bank 's internal Watchlist.… more
- M&T Bank (Buffalo, NY)
- …One location._ **Overview:** Responsible for analyzing, documenting, and monitoring compliance with cybersecurity policies, procedures, and best practices. Creates ... of organization. + Maintain and implement systems and processes for monitoring compliance to policies and procedures and identifying data for daily business… more