• Banking Associate (40)

    TD Bank (Wilmington, NC)
    …and follows compliance /risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience +...comprehensive responses to all external audit , regulator and compliance requests and findings.… more
    TD Bank (05/29/25)
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  • Financial Crime Risk Specialist - Transaction…

    TD Bank (Charlotte, NC)
    …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team Accountabilities:** ... of issues with key stakeholders, such that TD achieves and maintains compliance and properly remediates findings from internal and external reviews as well… more
    TD Bank (06/07/25)
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  • AP Audit Analyst

    Compass Group, North America (Charlotte, NC)
    …at its North America headquarters in Charlotte, NC as an Accounts Payable Audit Team Data Analyst. The primary role is providing accounts payable financial support ... analysis of vendor accounts when necessary . Procedure documentation and compliance . Prepare reconciliations where necessary Internal Customers: . Field Accounting… more
    Compass Group, North America (05/29/25)
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  • Operational Risk Business Oversight Program…

    City National Bank (Charlotte, NC)
    …* Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial services industry * Minimum ... objective oversight of the management of risks arising from City National Bank 's business processes, people, systems or external events. The Operational Risk… more
    City National Bank (04/25/25)
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  • Issue Management Program Leader

    US Bank (Charlotte, NC)
    …risk resources across the enterprise in their assigned Line of Business, Risk/ Compliance / Audit functions, to, depending on the function, oversee the successful ... At US Bank , we're on a journey to do our...products/services, systems, and associated risks/controls - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong leadership and management… more
    US Bank (06/04/25)
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  • Financial Crimes Analyst Senior I

    City National Bank (Charlotte, NC)
    …of the Bank 's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates policy and procedures related ... Bank 's BSA Program while utilizing sound and current compliance industry standards and practices. * Identify gaps and...personnel and outside contacts. * Experience with quality control, audit or compliance testing is preferred. *… more
    City National Bank (03/30/25)
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  • Financial Controls Manager/SOX Controls

    TD Bank (Charlotte, NC)
    …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank 's financial reporting ... processes. It aims to do so by building a Finance 1B function to Bank Standards and increasing collaboration, communication and support to 1A. Its primary objective… more
    TD Bank (06/07/25)
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  • Residential Mortgage Analyst

    City National Bank (Charlotte, NC)
    …equivalent preferred * 3-5+ years of experience in residential mortgage operations, compliance , or audit support *Additional Qualifications* * Strong working ... The Residential Mortgage Analyst plays a critical role in ensuring compliance , risk mitigation, and operational efficiency across the Mortgage Division. This… more
    City National Bank (05/28/25)
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  • Senior IT Asset Specialist

    US Bank (Charlotte, NC)
    At US Bank , we're on a journey to do our...asset tracking methods or tools, monitor and report on compliance , and participate in audit reviews and ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...critical role in overseeing hardware asset tracking, reporting, and compliance across the enterprise while also supporting operational and… more
    US Bank (06/07/25)
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  • Broker Dealer FINOP

    US Bank (Charlotte, NC)
    …all applicable audits and reviews including the annual external accounting firm audit , regulatory reviews, and varying internal compliance programs * Develop ... At US Bank , we're on a journey to do our...Responsibilities include:** * Oversee financial operations and ensure reporting compliance with SEC regulations, particularly Rule 15c3-1 (Net Capital… more
    US Bank (06/03/25)
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