- Bank of America (Charlotte, NC)
- …across many groups and presenting relevant information / results + Operational risk, compliance risk or audit experience also beneficial + Ability to work ... Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common...make an impact in the communities we serve. At Bank of America, you can build a successful career… more
- City National Bank (Charlotte, NC)
- …BCP/DR, RBC to support vendor Management office and third party support services ensuring compliance with bank policy and regulatory compliance * Facilitate ... targeted quality assurance reviews to ensure vendor and vendor relationship owner/s compliance with Bank policies, requirements and contractual provisions. *… more
- TD Bank (Charlotte, NC)
- …significant capital risks are thoroughly understood, analyzed, and measured against the bank 's risk appetite. As a thought leader, you will collaborate with other ... teams across the bank to drive risk-related activities forward. **Key Accountabilities** +...the organization's effective risk management requirements. + Ensure the compliance of capital risk management processes with US regulations,… more
- City National Bank (Charlotte, NC)
- …is a key strategic and integral role for the overall success of the bank . This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, ... Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working across… more
- First Horizon Bank (Raleigh, NC)
- …for the Bank . + Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal Audit partners to ensure that the credit remains in ... compliance with Bank and regulatory policies. + Provide documentation to Loan Operations to book, maintain and update the loan tracking system with Borrower and… more
- First Horizon Bank (Greensboro, NC)
- …and web-based learning. Compliance and risk management + Expected compliance with bank regulations, policies, procedures, risk management, internal controls, ... role, you will drive growth by actively promoting and selling the bank 's products and services. This role emphasizes deepening client relationships through excellent… more
- First Horizon Bank (Charlotte, NC)
- …and web-based learning. ** Compliance and risk management** * Expected compliance with bank regulations, policies, procedures, risk management, internal ... role, you will drive growth by actively promoting and selling the bank 's products and services. This role emphasizes deepening client relationships through excellent… more
- TD Bank (Charlotte, NC)
- …documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report on remediation ... + Contribute to strategic initiatives aimed at strengthening the culture of compliance and financial crime risk awareness across the organization. **Depth & Scope:**… more
- TD Bank (Charlotte, NC)
- …associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws. ... day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited… more
- TD Bank (Charlotte, NC)
- …plan and budget to ensure effective use of business segment funds and compliance with budget targets and outsource vendor contract terms and conditions + Manages ... data, data governance and access controls are appropriately captured + Participates in audit reviews of internal controls and processes when required + Ensures … more