- First Horizon Bank (Mount Airy, NC)
- …enhance client relationships. ** Compliance and risk management** + Expected compliance with bank regulations, policies, procedures, risk management, internal ... contact to the client, may have responsibility for recommending bank products or referring clients to other areas of...drawer; ensuring proper control of cash drawer; follow all audit and security policies and procedures. + Process deposits,… more
- TD Bank (Wilmington, NC)
- …all security and audit measures to minimize potential loss + Utilizes bank tools and processes to detect, address and prevent fraud + Expected to complete ... problem resolution, escalating more difficult issues to management + Ensures compliance when completing operational activities in accordance with company guidelines… more
- City National Bank (Charlotte, NC)
- …and controls, analyze results of testing performed, validate BSA/OFAC compliance monitoring conducted by 1LOD, and effectively communicate testing/monitoring results ... Bachelor's Degree or equivalent * Minimum 5 years of audit , testing or related experience with a BSA/OFAC focus...related experience with a BSA/OFAC focus in banking operations, compliance , and/or risk management activities. * Minimum 3 years… more
- First Horizon Bank (Winston Salem, NC)
- …and web-based learning. Compliance and risk management + Expected compliance with bank regulations, policies, procedures, risk management, internal controls, ... and opening accounts in a retail banking environment. Introduce bank products and services through outreach to prospects and...with all aspects of daily operations as needed, including audit controls. + Assist banking center management with "on… more
- First Horizon Bank (Harmony, NC)
- …and web-based learning. ** Compliance and risk management** + Expected compliance with bank regulations, policies, procedures, risk management, internal ... and opening accounts in a retail banking environment. Introduce bank products and services through outreach to prospects and...with all aspects of daily operations as needed, including audit controls. + Assist banking center management with "on… more
- City National Bank (Concord, NC)
- …industry * Minimum 5 years of experience in risk management, operational risk management, compliance , or audit * Minimum 3 years of control assurance experience ... objective oversight of the management of risks arising from City National Bank 's business processes, people, systems or external events. The Operational Risk… more
- TD Bank (Charlotte, NC)
- …related areas + Researches and investigates a range of financial accounting/ audit operational and/or reporting issues + Requires specialized and/or advanced ... escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls,… more
- First Horizon Bank (Asheboro, NC)
- …. Collaborate with market operations and sales leadership to ensure compliance with bank regulations, policies, procedures, risk management, internal ... to the Banking Center Manager to ensure that operational policies and procedures, compliance and security guidelines are followed and to ensure that the branch… more
- Huntington National Bank (Charlotte, NC)
- …and frequently interacts with the chief information security officer, as well as audit and compliance . The security solution architect is responsible for ... to, security engineering, IT infrastructure, application development, security operations, security audit and end users. This position is also responsible for… more
- M&T Bank (Charlotte, NC)
- …Assign an overall risk rating to the credit request. Assist in monitoring compliance to credit policy; comment on risks associated with non- compliance and ... Promote an environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely implementation of… more