- Raymond James Financial, Inc. (St. Petersburg, FL)
- …certification to conduct audits of bank regulatory compliance for Raymond James Bank . The Internal Audit Manager will oversee the work of others and ... utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired...with targeted scopes and complexities and assist the Senior Audit Manager in collaborating across multiple business… more
- TD Bank (Fort Lauderdale, FL)
- …on professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned ... presentations, identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager ...regulations** + **Knowledge and experience within bank compliance or bank audit , legal… more
- First Horizon Bank (Miami, FL)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the ... full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex business… more
- Bank OZK (Tampa, FL)
- …with Internal Audit standards, relevant government statutes and regulations and Bank policies and procedures. + Delivers on time high quality audit ... of Anti-Money Laundering (AML), KYC, Financial Crimes and Sanction Screening audit coverage, in accordance with established IA methodology and professional auditing… more
- First Horizon Bank (Miami Lakes, FL)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager Sr. is expected to: + understand and identify ... the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex business… more
- TD Bank (Fort Lauderdale, FL)
- … Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand ... experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong… more
- Citigroup (Tampa, FL)
- …and control over bank and custodial accounts, and escheatment filing. The Audit Manager is an intermediate level role responsible for performing moderately ... and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to… more
- TD Bank (Jacksonville, FL)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team Accountabilities:** ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of...and delivers training programs for applicable employees across the Bank + Conducts meaningful research, analysis, and assessment of… more
- TD Bank (Miami, FL)
- …experience below * 10+ years related experience required * Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience ... develop and operationalize the business plan and deliver on Compliance programs across the bank , additionally provides...Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance * Aids in… more
- TD Bank (Coral Gables, FL)
- …+ Maintains knowledge of business strategies, programs and practices + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings + Maintains appropriate records of action plans… more