- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and eight (8) years experience in compliance , quality assurance/control, audit or other related… more
- Fifth Third Bank, NA (Charlotte, NC)
- …you ready to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: The Financial Crimes Risk Manager must have a high level of ... updates on changes with management. Required to successfully complete all required Compliance training. + Continuously support the Bank 's Mission Statement and… more
- City National Bank (Charlotte, NC)
- …* Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial services industry * Minimum ... *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management...of the management of risks arising from City National Bank 's business processes, people, systems or external events. The… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is responsible to perform and document ... audit test steps for assigned audits and is generally...audits. + Receives coaching sessions, feedback discussions from in-charge manager . + Obtains appropriate training. + Makes discretionary decisions… more
- TD Bank (Charlotte, NC)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings,… more
- TD Bank (Charlotte, NC)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank 's financial reporting ... details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for… more
- Bank of America (Charlotte, NC)
- …- Operations Professional Markets Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... external clients, business partners, and their support groups including Compliance , Audit , and Finance + Conducts daily...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- City National Bank (Charlotte, NC)
- …and ensuring adherence to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... environment * Minimum 10 years of management experience in compliance , risk management or audit . * Minimum...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- Bank of America (Charlotte, NC)
- …as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others ... and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on… more
- Bank of America (Charlotte, NC)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial… more