- US Bank (Charlotte, NC)
- …in operational risk and/or issue management. - Considerable knowledge of RCA (Risk, Compliance & Audit ) competencies. - Understanding of SOX controls and ... At US Bank , we're on a journey to do our...and in the ongoing process and/or activities that ensure compliance with applicable federal, state, and local laws and… more
- City National Bank (Charlotte, NC)
- …BCP/DR, RBC to support vendor Management office and third party support services ensuring compliance with bank policy and regulatory compliance * Facilitate ... targeted quality assurance reviews to ensure vendor and vendor relationship owner/s compliance with Bank policies, requirements and contractual provisions. *… more
- Bank of America (Charlotte, NC)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common...& Trading, 2nd Line Risk, Credit Risk review and Audit functions, and LOB management. + Conduct ad-hoc portfolio… more
- City National Bank (Charlotte, NC)
- …Lead is a key strategic and integral role for the overall success of the bank . This role is responsible for (i) with the guidance of Manager Control ... Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working across… more
- Regions Bank (Charlotte, NC)
- …and refines operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach to plan, ... the system. **Job Description:** At Regions, the Software Engineer Manager oversees application development for a large or complex...the office three or more days a week. The manager will set the work schedule for this position,… more
- First Horizon Bank (Charlotte, NC)
- …and web-based learning. ** Compliance and risk management** * Expected compliance with bank regulations, policies, procedures, risk management, internal ... role, you will drive growth by actively promoting and selling the bank 's products and services. This role emphasizes deepening client relationships through excellent… more
- TD Bank (Charlotte, NC)
- …documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report on remediation ... + Contribute to strategic initiatives aimed at strengthening the culture of compliance and financial crime risk awareness across the organization. **Depth & Scope:**… more
- TD Bank (Charlotte, NC)
- …associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws. ... day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited… more
- TD Bank (Wilmington, NC)
- …all security and audit measures to minimize potential loss + Utilizes bank tools and processes to detect, address and prevent fraud + Expected to complete ... problem resolution, escalating more difficult issues to management + Ensures compliance when completing operational activities in accordance with company guidelines… more
- TD Bank (Charlotte, NC)
- …related areas + Researches and investigates a range of financial accounting/ audit operational and/or reporting issues + Requires specialized and/or advanced ... escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls,… more